Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,501,517
- Share change
- +126,839
- Total reported value
- $82,915,000
- Price per share
- $23.68
- Number of holders
- 43
- Value change
- +$2,997,611
- Number of buys
- 21
- Number of sells
- 18
Report period
Q4 2019
Institutions
43
Top holders
10
GBAB full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
1,154,388
|
$27,590,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.9%
|
521,481
|
$12,464,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
385,952
|
$9,224,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.67%
|
187,126
|
$4,472,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.47%
|
130,266
|
$3,113,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.42%
|
117,394
|
$2,806,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.41%
|
115,196
|
$2,753,000 | — | 30 Sep 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.41%
|
112,700
|
$2,694,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.4%
|
110,926
|
$2,651,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.26%
|
71,956
|
$1,720,000 | — | 30 Sep 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.22%
|
61,004
|
$1,460,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
52,004
|
$1,243,000 | — | 30 Sep 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
40,687
|
$972,000 | — | 30 Sep 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.11%
|
31,750
|
$759,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
26,732
|
$639,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.09%
|
24,494
|
$586,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.09%
|
24,469
|
$584,000 | — | 30 Sep 2019 | |
| Busey Bank |
13F
|
Company |
0.07%
|
18,870
|
$451,000 | — | 30 Sep 2019 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.07%
|
18,300
|
$437,000 | — | 30 Sep 2019 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.06%
|
17,600
|
$421,000 | — | 30 Sep 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
17,531
|
$419,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.05%
|
14,301
|
$342,000 | — | 30 Sep 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
13,737
|
$328,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
13,576
|
$324,000 | — | 30 Sep 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.04%
|
11,999
|
$287,000 | — | 30 Sep 2019 | |
| King Wealth Management Group |
13F
|
Company |
0.04%
|
11,747
|
$281,000 | — | 30 Sep 2019 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.04%
|
10,293
|
$246,000 | — | 30 Sep 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,047
|
$240,000 | — | 30 Sep 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.04%
|
9,900
|
$237,000 | — | 30 Sep 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
9,076
|
$217,000 | — | 30 Sep 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
8,820
|
$210,000 | — | 30 Sep 2019 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$206,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
5,861
|
$140,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
4,417
|
$106,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,250
|
$78,000 | — | 30 Sep 2019 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.01%
|
2,954
|
$71,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,540
|
$36,000 | — | 30 Sep 2019 | |
| BerganKDV Wealth Management, LLC |
13F
|
Company |
0%
|
1,283
|
$31,000 | — | 30 Sep 2019 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0%
|
1,000
|
$24,000 | — | 30 Sep 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
516
|
$12,000 | — | 30 Sep 2019 | |
| NORTHWEST INVESTMENT COUNSELORS, LLC |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
450
|
$11,000 | — | 30 Sep 2019 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2019
As of 31 Dec 2019,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,501,517 shares.
The largest 10 holders included
Guggenheim Capital LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, Invesco Ltd., USCA RIA LLC, and ROYAL BANK OF CANADA.
This page lists
43
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
42
Q4 2019 holders
43
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.