Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,384,644
- Share change
- +1,606
- Total reported value
- $80,895,000
- Price per share
- $23.90
- Number of holders
- 42
- Value change
- +$43,098
- Number of buys
- 22
- Number of sells
- 11
Report period
Q3 2019
Institutions
42
Top holders
10
GBAB full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
1,154,388
|
$27,694,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2%
|
542,248
|
$13,009,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.9%
|
532,041
|
$12,763,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.55%
|
152,417
|
$3,656,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.48%
|
133,661
|
$3,207,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.41%
|
113,736
|
$2,729,000 | — | 30 Jun 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.41%
|
112,700
|
$2,704,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.38%
|
105,449
|
$2,530,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.22%
|
60,164
|
$1,443,000 | — | 30 Jun 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.2%
|
56,656
|
$1,361,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.18%
|
50,612
|
$1,214,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
42,911
|
$1,029,000 | — | 30 Jun 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
41,526
|
$996,000 | — | 30 Jun 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.11%
|
30,600
|
$734,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.09%
|
24,494
|
$588,000 | — | 30 Jun 2019 | |
| Busey Bank |
13F
|
Company |
0.06%
|
16,870
|
$405,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
16,725
|
$402,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
16,583
|
$398,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
14,618
|
$350,000 | — | 30 Jun 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
14,551
|
$349,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.05%
|
14,301
|
$343,000 | — | 30 Jun 2019 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.05%
|
14,300
|
$343,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,777
|
$325,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.04%
|
11,999
|
$287,000 | — | 30 Jun 2019 | |
| King Wealth Management Group |
13F
|
Company |
0.04%
|
11,747
|
$282,000 | — | 30 Jun 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,359
|
$249,000 | — | 30 Jun 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.04%
|
9,900
|
$238,000 | — | 30 Jun 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
9,044
|
$217,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
9,000
|
$216,000 | — | 30 Jun 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.03%
|
8,837
|
$212,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
8,820
|
$212,000 | — | 30 Jun 2019 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$207,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
5,841
|
$140,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
3,575
|
$86,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,250
|
$78,000 | — | 30 Jun 2019 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.01%
|
2,954
|
$71,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,540
|
$36,000 | — | 30 Jun 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
1,250
|
$29,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
450
|
$11,000 | — | 30 Jun 2019 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0%
|
380
|
$9,000 | — | 30 Jun 2019 | |
| BerganKDV Wealth Management, LLC |
13F
|
Company |
0%
|
268
|
$6,000 | — | 30 Jun 2019 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2019
As of 30 Sep 2019,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,384,644 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, USCA RIA LLC, Invesco Ltd., and ROYAL BANK OF CANADA.
This page lists
42
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
41
Q3 2019 holders
42
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.