Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,866,515
- Share change
- +354,141
- Total reported value
- $85,137,000
- Price per share
- $22.02
- Number of holders
- 44
- Value change
- +$7,697,200
- Number of buys
- 28
- Number of sells
- 17
Report period
Q1 2020
Institutions
44
Top holders
10
GBAB full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.2%
|
1,154,388
|
$27,336,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2%
|
563,071
|
$13,334,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
393,928
|
$9,328,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.77%
|
213,305
|
$5,051,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.53%
|
147,967
|
$3,504,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.46%
|
127,149
|
$3,011,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.45%
|
124,419
|
$2,946,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.44%
|
122,502
|
$2,901,000 | — | 31 Dec 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.4%
|
112,300
|
$2,659,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
67,208
|
$1,591,000 | — | 31 Dec 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
0.22%
|
60,388
|
$1,434,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.2%
|
55,599
|
$1,317,000 | — | 31 Dec 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
41,261
|
$977,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
36,218
|
$857,000 | — | 31 Dec 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.11%
|
30,750
|
$728,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.08%
|
23,250
|
$551,000 | — | 31 Dec 2019 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.08%
|
21,700
|
$514,000 | — | 31 Dec 2019 | |
| Busey Bank |
13F
|
Company |
0.07%
|
18,870
|
$447,000 | — | 31 Dec 2019 | |
| ELCO Management Co., LLC |
13F
|
Company |
0.07%
|
18,400
|
$436,000 | — | 31 Dec 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
16,931
|
$401,000 | — | 31 Dec 2019 | |
| Cetera Investment Advisers |
13F
|
Company |
0.05%
|
15,143
|
$358,000 | — | 31 Dec 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
13,644
|
$323,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
11,999
|
$284,000 | — | 31 Dec 2019 | |
| King Wealth Management Group |
13F
|
Company |
0.04%
|
11,397
|
$270,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
11,247
|
$266,000 | — | 31 Dec 2019 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.04%
|
10,997
|
$260,000 | — | 31 Dec 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.04%
|
9,900
|
$234,000 | — | 31 Dec 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
9,109
|
$216,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
8,962
|
$212,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
8,820
|
$207,000 | — | 31 Dec 2019 | |
| Avalon Investment & Advisory |
13F
|
Company |
0.03%
|
8,617
|
$204,000 | — | 31 Dec 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
6,654
|
$158,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
5,797
|
$137,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,648
|
$110,000 | — | 31 Dec 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
4,639
|
$109,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,250
|
$77,000 | — | 31 Dec 2019 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.01%
|
2,954
|
$70,000 | — | 31 Dec 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,540
|
$36,000 | — | 31 Dec 2019 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0%
|
1,200
|
$28,000 | — | 31 Dec 2019 | |
| FSA Wealth Management LLC |
13F
|
Company |
0%
|
833
|
$20,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
215
|
$5,000 | — | 31 Dec 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
214
|
$5,000 | — | 31 Dec 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$5,000 | — | 31 Dec 2019 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2020
As of 31 Mar 2020,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,866,515 shares.
The largest 10 holders included
Guggenheim Capital LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, Invesco Ltd., USCA RIA LLC, and Cetera Advisors LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
43
Q1 2020 holders
44
Holder diff
1
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.