Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,751,501
- Share change
- -2,559
- Total reported value
- $85,526,000
- Price per share
- $22.80
- Number of holders
- 36
- Value change
- -$59,454
- Number of buys
- 16
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.4%
|
1,177,888
|
$26,798,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.9%
|
506,119
|
$11,515,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.6%
|
441,561
|
$10,046,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
434,185
|
$9,877,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.78%
|
208,827
|
$4,751,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.58%
|
155,627
|
$3,541,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.53%
|
142,632
|
$3,244,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.48%
|
130,084
|
$2,959,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
101,494
|
$2,307,000 | — | 30 Jun 2017 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.26%
|
69,030
|
$1,570,000 | — | 30 Jun 2017 | |
| USCA RIA LLC |
13F
|
Company |
0.24%
|
65,805
|
$1,497,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.23%
|
62,879
|
$1,430,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.22%
|
59,867
|
$1,362,000 | — | 30 Jun 2017 | |
| CONNING INC. |
13F
|
Company |
0.14%
|
38,119
|
$867,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
21,109
|
$480,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.06%
|
16,218
|
$369,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.05%
|
14,474
|
$329,000 | — | 30 Jun 2017 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
0.05%
|
14,100
|
$321,000 | — | 30 Jun 2017 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,573
|
$309,000 | — | 30 Jun 2017 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
12,748
|
$290,000 | — | 30 Jun 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.05%
|
12,250
|
$278,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
11,509
|
$262,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
9,150
|
$208,000 | — | 30 Jun 2017 | |
| New England Private Wealth Advisors LLC |
13F
|
Company |
0.03%
|
9,000
|
$205,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.02%
|
6,180
|
$141,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.02%
|
4,487
|
$102,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
3,747
|
$85,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
2,975
|
$68,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$56,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,082
|
$47,000 | — | 30 Jun 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$26,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
1,000
|
$23,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
750
|
$17,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
456
|
$10,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
300
|
$7,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
269
|
$6,000 | — | 30 Jun 2017 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2017
As of 30 Sep 2017,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,751,501 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, SIT INVESTMENT ASSOCIATES INC, UBS Group AG, WELLS FARGO & COMPANY/MN, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, and DOLIVER CAPITAL ADVISORS, LP.
This page lists
36
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
36
Q3 2017 holders
36
Holder diff
0
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.