Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,157,050
- Share change
- -23,017
- Total reported value
- $73,566,000
- Price per share
- $23.25
- Number of holders
- 33
- Value change
- -$524,710
- Number of buys
- 14
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
415,061
|
$9,712,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
372,511
|
$8,717,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.74%
|
199,760
|
$4,674,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.62%
|
167,782
|
$3,926,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
166,350
|
$3,893,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.39%
|
105,886
|
$2,485,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
84,674
|
$1,981,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.28%
|
74,286
|
$1,738,000 | — | 30 Jun 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.26%
|
70,960
|
$1,660,000 | — | 30 Jun 2016 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.19%
|
50,767
|
$1,188,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
42,558
|
$957,000 | — | 30 Jun 2016 | |
| CONNING INC. |
13F
|
Company |
0.14%
|
37,462
|
$877,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.14%
|
36,676
|
$858,000 | — | 30 Jun 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
22,398
|
$524,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.07%
|
19,893
|
$466,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.07%
|
17,641
|
$413,000 | — | 30 Jun 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,250
|
$403,000 | — | 30 Jun 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.06%
|
16,106
|
$377,000 | — | 30 Jun 2016 | |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC |
13F
|
Company |
0.06%
|
15,460
|
$361,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
14,812
|
$349,000 | — | 30 Jun 2016 | |
| Sigma Planning Corp |
13F
|
Company |
0.05%
|
14,768
|
$346,000 | — | 30 Jun 2016 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
14,537
|
$340,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.05%
|
13,119
|
$307,000 | — | 30 Jun 2016 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,073
|
$306,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
10,933
|
$256,000 | — | 30 Jun 2016 | |
| Atria Investments, Inc |
13F
|
Company |
0.04%
|
10,500
|
$248,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
5,056
|
$118,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
3,600
|
$83,000 | — | 30 Jun 2016 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.01%
|
2,939
|
$69,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$30,000 | — | 30 Jun 2016 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$27,000 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
505
|
$12,000 | — | 30 Jun 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
300
|
$7,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
225
|
$5,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
186
|
$4,000 | — | 30 Jun 2016 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2016
As of 30 Sep 2016,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,157,050 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, ROYAL BANK OF CANADA, Invesco Ltd., WELLS FARGO & COMPANY/MN, UBS Group AG, RAYMOND JAMES & ASSOCIATES, USCA RIA LLC, and ASHFORD CAPITAL MANAGEMENT INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
38
Q3 2016 holders
33
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.