Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 2,866,966
- Share change
- -192,949
- Total reported value
- $61,150,000
- Price per share
- $21.32
- Number of holders
- 33
- Value change
- -$4,109,582
- Number of buys
- 13
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.7%
|
466,548
|
$9,998,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
346,026
|
$7,416,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
240,442
|
$5,152,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.77%
|
206,205
|
$4,419,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.57%
|
153,404
|
$3,288,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
89,409
|
$1,916,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.27%
|
71,351
|
$1,529,000 | — | 30 Sep 2015 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.17%
|
46,261
|
$991,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.14%
|
38,498
|
$828,000 | — | 30 Sep 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.14%
|
37,530
|
$804,000 | — | 30 Sep 2015 | |
| CONNING INC. |
13F
|
Company |
0.13%
|
35,451
|
$760,000 | — | 30 Sep 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
30,613
|
$656,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.07%
|
19,601
|
$420,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
16,500
|
$353,000 | — | 30 Sep 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.06%
|
16,141
|
$346,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
15,416
|
$333,000 | — | 30 Sep 2015 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
14,331
|
$307,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.05%
|
14,266
|
$305,000 | — | 30 Sep 2015 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,173
|
$282,000 | — | 30 Sep 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
11,589
|
$248,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.04%
|
11,234
|
$241,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
3,335
|
$71,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
3,242
|
$69,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$28,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,200
|
$26,000 | — | 30 Sep 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
500
|
$11,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 30 Sep 2015 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2015
As of 31 Dec 2015,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,866,966 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC, and ASHFORD CAPITAL MANAGEMENT INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
29
Q4 2015 holders
33
Holder diff
4
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.