Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,058,584
- Share change
- -231,712
- Total reported value
- $65,550,000
- Price per share
- $21.43
- Number of holders
- 29
- Value change
- -$4,802,895
- Number of buys
- 17
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2%
|
546,617
|
$11,233,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
360,914
|
$7,417,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1%
|
275,326
|
$5,658,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.82%
|
220,346
|
$4,529,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
136,771
|
$2,811,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.45%
|
119,795
|
$2,462,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.39%
|
105,119
|
$2,160,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.33%
|
89,807
|
$1,846,000 | — | 30 Jun 2015 | |
| CONNING INC. |
13F
|
Company |
0.13%
|
34,778
|
$715,000 | — | 30 Jun 2015 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.12%
|
32,850
|
$675,000 | — | 30 Jun 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.11%
|
30,630
|
$629,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.09%
|
23,932
|
$492,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.08%
|
20,969
|
$431,000 | — | 30 Jun 2015 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
17,681
|
$396,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
19,190
|
$394,000 | — | 30 Jun 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,248
|
$354,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
16,589
|
$340,904 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
16,538
|
$340,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.05%
|
13,341
|
$274,000 | — | 30 Jun 2015 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,150
|
$270,000 | — | 30 Jun 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
11,330
|
$233,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
6,050
|
$124,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,894
|
$100,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$51,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,242
|
$46,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$27,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
665
|
$14,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
230
|
$4,727 | — | 30 Jun 2015 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2015
As of 30 Sep 2015,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,058,584 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Invesco Ltd., ROYAL BANK OF CANADA, UBS Group AG, RAYMOND JAMES & ASSOCIATES, ASHFORD CAPITAL MANAGEMENT INC, and LADENBURG THALMANN FINANCIAL SERVICES INC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
29
Q3 2015 holders
29
Holder diff
0
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.