Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,061,988
- Share change
- +194,797
- Total reported value
- $70,704,000
- Price per share
- $23.10
- Number of holders
- 32
- Value change
- +$4,552,638
- Number of buys
- 16
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.4%
|
387,365
|
$8,258,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.99%
|
267,296
|
$5,699,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.91%
|
244,904
|
$5,221,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.71%
|
192,183
|
$4,097,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
164,468
|
$3,506,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.3%
|
80,986
|
$1,727,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.25%
|
67,529
|
$1,440,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
42,427
|
$926,000 | — | 31 Dec 2015 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.14%
|
38,305
|
$817,000 | — | 31 Dec 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.14%
|
38,030
|
$811,000 | — | 31 Dec 2015 | |
| CONNING INC. |
13F
|
Company |
0.13%
|
36,120
|
$770,000 | — | 31 Dec 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,250
|
$367,000 | — | 31 Dec 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
16,712
|
$356,000 | — | 31 Dec 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.06%
|
16,141
|
$344,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
15,918
|
$339,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
14,216
|
$311,000 | — | 31 Dec 2015 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
14,338
|
$306,000 | — | 31 Dec 2015 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
13,173
|
$281,000 | — | 31 Dec 2015 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
11,599
|
$247,000 | — | 31 Dec 2015 | |
| PINNACLE FINANCIAL PARTNERS INC |
13F
|
Company |
0.04%
|
11,365
|
$242,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
9,450
|
$201,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
3,600
|
$76,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
3,242
|
$69,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,300
|
$28,000 | — | 31 Dec 2015 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0%
|
1,132
|
$24,000 | — | 31 Dec 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
1,000
|
$21,000 | — | 31 Dec 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
1,000
|
$21,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
400
|
$9,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
0%
|
300
|
$6,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
230
|
$5,000 | — | 31 Dec 2015 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
199
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2016
As of 31 Mar 2016,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,061,988 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, ROYAL BANK OF CANADA, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, UBS Group AG, USCA RIA LLC, and LADENBURG THALMANN FINANCIAL SERVICES INC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
33
Q1 2016 holders
32
Holder diff
-1
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.