Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,773,917
- Share change
- -57,315
- Total reported value
- $80,077,400
- Price per share
- $21.31
- Number of holders
- 30
- Value change
- -$1,226,185
- Number of buys
- 11
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
984,586
|
$21,700,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.6%
|
432,638
|
$9,535,000 | — | 30 Jun 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.92%
|
247,100
|
$5,446,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.72%
|
195,048
|
$4,299,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.66%
|
177,857
|
$3,920,000 | — | 30 Jun 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.62%
|
166,168
|
$3,662,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.36%
|
97,119
|
$2,141,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.25%
|
67,561
|
$1,489,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.23%
|
61,487
|
$1,355,000 | — | 30 Jun 2014 | |
| PARK NATIONAL CORP /OH/ |
13F
|
Company |
0.16%
|
42,060
|
$927,002 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
36,709
|
$809,000 | — | 30 Jun 2014 | |
| CONNING INC. |
13F
|
Company |
0.12%
|
32,487
|
$716,000 | — | 30 Jun 2014 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
18,281
|
$403,000 | — | 30 Jun 2014 | |
| King Wealth Management Group |
13F
|
Company |
0.06%
|
14,976
|
$310,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,350
|
$294,000 | — | 30 Jun 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
0.04%
|
11,000
|
$241,000 | — | 30 Jun 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
10,907
|
$240,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.04%
|
9,966
|
$220,000 | — | 30 Jun 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.04%
|
9,646
|
$212,598 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
9,499
|
$209,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
8,258
|
$182,000 | — | 30 Jun 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.02%
|
4,200
|
$93,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$55,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,560
|
$34,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
1,409
|
$31,000 | — | 30 Jun 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0%
|
1,300
|
$29,000 | — | 30 Jun 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
987
|
$22,000 | — | 30 Jun 2014 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
750
|
$17,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
500
|
$11,000 | — | 30 Jun 2014 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0%
|
300
|
$7,000 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,000
|
$3,746 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
135
|
$3,000 | — | 30 Jun 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
34
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2014
As of 30 Sep 2014,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,773,917 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Invesco Ltd., UBS AG, SIT INVESTMENT ASSOCIATES INC, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, and GOLDMAN SACHS GROUP INC.
This page lists
30
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
33
Q3 2014 holders
30
Holder diff
-3
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.