Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,714,538
- Share change
- -90,168
- Total reported value
- $82,028,150
- Price per share
- $22.18
- Number of holders
- 31
- Value change
- -$1,858,878
- Number of buys
- 13
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.8%
|
1,022,632
|
$21,793,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.97%
|
260,576
|
$5,553,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.94%
|
253,467
|
$5,401,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.85%
|
228,194
|
$4,863,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.67%
|
181,220
|
$3,862,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.51%
|
137,815
|
$2,937,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.35%
|
93,354
|
$1,989,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.3%
|
81,508
|
$1,737,000 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.23%
|
60,698
|
$1,293,000 | — | 30 Sep 2014 | |
| ASHFORD CAPITAL MANAGEMENT INC |
13F
|
Company |
0.21%
|
56,592
|
$1,206,000 | — | 30 Sep 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
39,139
|
$834,000 | — | 30 Sep 2014 | |
| PARK NATIONAL CORP /OH/ |
13F
|
Company |
0.14%
|
38,850
|
$827,894 | — | 30 Sep 2014 | |
| CONNING INC. |
13F
|
Company |
0.12%
|
32,900
|
$701,000 | — | 30 Sep 2014 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
17,931
|
$382,000 | — | 30 Sep 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.05%
|
13,341
|
$284,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
12,391
|
$264,000 | — | 30 Sep 2014 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
12,156
|
$259,000 | — | 30 Sep 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.04%
|
11,168
|
$237,990 | — | 30 Sep 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
0.04%
|
11,000
|
$235,000 | — | 30 Sep 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
10,443
|
$223,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
9,372
|
$203,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
8,258
|
$176,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$53,000 | — | 30 Sep 2014 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0.01%
|
2,250
|
$48,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,560
|
$33,000 | — | 30 Sep 2014 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
1,427
|
$30,000 | — | 30 Sep 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0%
|
1,300
|
$28,000 | — | 30 Sep 2014 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
987
|
$21,000 | — | 30 Sep 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
16,500
|
$3,516 | — | 30 Sep 2014 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2014
As of 31 Dec 2014,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,714,538 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, Invesco Ltd., UBS Group AG, ROYAL BANK OF CANADA, ASHFORD CAPITAL MANAGEMENT INC, RAYMOND JAMES & ASSOCIATES, and GOLDMAN SACHS GROUP INC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
30
Q4 2014 holders
31
Holder diff
1
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.