Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,831,732
- Share change
- +167,038
- Total reported value
- $84,059,346
- Price per share
- $22.04
- Number of holders
- 33
- Value change
- +$5,210,344
- Number of buys
- 14
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.3%
|
1,154,388
|
$23,919,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
3.6%
|
970,935
|
$20,118,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
355,983
|
$7,376,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
343,123
|
$7,110,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.7%
|
189,030
|
$3,917,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.46%
|
124,630
|
$2,582,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
105,844
|
$2,193,000 | — | 31 Mar 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.24%
|
63,955
|
$1,325,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.23%
|
61,209
|
$1,268,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.19%
|
52,467
|
$1,087,000 | — | 31 Mar 2014 | |
| PARK NATIONAL CORP /OH/ |
13F
|
Company |
0.18%
|
48,610
|
$1,007,199 | — | 31 Mar 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
34,667
|
$718,000 | — | 31 Mar 2014 | |
| CONNING INC. |
13F
|
Company |
0.12%
|
32,487
|
$673,000 | — | 31 Mar 2014 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
18,281
|
$379,000 | — | 31 Mar 2014 | |
| King Wealth Management Group |
13F
|
Company |
0.06%
|
14,976
|
$310,302 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
13,938
|
$289,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
13,399
|
$278,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,350
|
$277,000 | — | 31 Mar 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.05%
|
12,173
|
$252,000 | — | 31 Mar 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
0.04%
|
11,000
|
$229,000 | — | 31 Mar 2014 | |
| PALLADIUM PARTNERS LLC |
13F
|
Company |
0.01%
|
3,077
|
$64,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$51,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
2,000
|
$41,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,800
|
$37,000 | — | 31 Mar 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0%
|
1,300
|
$27,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
835
|
$17,000 | — | 31 Mar 2014 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
750
|
$16,000 | — | 31 Mar 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,000
|
$3,522 | — | 31 Mar 2014 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q2 2014
As of 30 Jun 2014,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,831,732 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Invesco Ltd., WELLS FARGO & COMPANY/MN, UBS AG, SIT INVESTMENT ASSOCIATES INC, ROYAL BANK OF CANADA, RAYMOND JAMES & ASSOCIATES, and GOLDMAN SACHS GROUP INC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
28
Q2 2014 holders
33
Holder diff
5
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.