UPEXI INC - COM (UPXI)

CUSIP: 39959A106

Q3 2021 13F Holders as of 30 Sep 2021

Share change
-53,942
SEC-reported price per share
$5.08
Number of holders
7
Value change
-$426,400
Number of buys
7
Number of sells
4

Security key

39959A106

Report period

Q3 2021

Institutions

7

Top holders

7

Ownership snapshot

Top reported holders of UPXI - UPEXI INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Robert Hackett
Disclosed value leader
Robert Hackett
Comparable rows
0/7
Latest evidence
30 Jun 2021
3/4/5 13F Highest disclosed value: $1,415,555 7 rows are not safely comparable across share classes. Showing 1-6 of 7 holder rows.

Quick read

Robert Hackett has the largest disclosed position value at $1.42M.

0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Robert Hackett's linked filing trail.
Disclosed position value Top 5
Robert Hackett $1.42M
JANE STREET GROUP, LLC $529K
Shay Capital LLC $177K
TWO SIGMA SECURITIES, LLC $81K
Virtu Financial LLC $69K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 7 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Robert Hackett
3/4/5
President, Director, 10%+ Owner
—
denominator unverified
$1,415,555
1,444,444 shares
— 24 Jun 2021
JANE STREET GROUP, LLC
13F
Company
13F
—
denominator unverified
$529,000
85,383 shares
— 30 Jun 2021
Shay Capital LLC
13F
Company
13F
—
denominator unverified
$177,000
28,550 shares
— 30 Jun 2021
TWO SIGMA SECURITIES, LLC
13F
Company
13F
—
denominator unverified
$81,000
13,150 shares
— 30 Jun 2021
Virtu Financial LLC
13F
Company
13F
—
denominator unverified
$69,000
11,199 shares
— 30 Jun 2021
Tower Research Capital LLC (TRC)
13F
Company
13F
—
denominator unverified
$24,000
3,955 shares
— 30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
7
Shares
88,956
Rows available
7
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
6
Q3 2021 holders
7
Holder diff
1
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %
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