Security key
390320109
- Security type / class
- Equity / COM
- Total 13F shares
- 1,502,421
- Total 13F value
- $11,686,000
- Share change
- -228,899
- SEC-reported price per share
- $7.78
- Number of holders
- 19
- Value change
- -$1,922,678
- Number of buys
- 8
- Number of sells
- 12
Report period
Q4 2019
Institutions
19
Top holders
10
GECC full security history
Ownership snapshot
Full 13F holder table
Great Elm Capital Corp. SEC filings
Great Elm Capital Corp. company facts
Broader feeds
Ownership snapshot
Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
PUNCH & ASSOCIATES INVEST...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $3,853,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has the largest disclosed position value at $3.85M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Disclosed position value
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
$3.85M
QUANTUM CAPITAL MANAGEMENT
$2.42M
Thomas J. Herzfeld Advisors, Inc.
$1.23M
ARROWSTREET CAPITAL, LIMITED PART...
$1.2M
UBS Group AG
$1.15M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
denominator unverified
|
$3,853,000
469,895 shares
|
— | 30 Sep 2019 |
| QUANTUM CAPITAL MANAGEMENT |
13F
Company
|
—
denominator unverified
|
$2,419,000
295,045 shares
|
— | 30 Sep 2019 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
—
denominator unverified
|
$1,234,000
150,525 shares
|
— | 30 Sep 2019 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
denominator unverified
|
$1,199,000
146,227 shares
|
— | 30 Sep 2019 |
| UBS Group AG |
13F
Company
|
—
denominator unverified
|
$1,147,000
139,881 shares
|
— | 30 Sep 2019 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
denominator unverified
|
$783,000
95,524 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
19
Shares
1,502,421
Rows available
19
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
25
Q4 2019 holders
19
Holder diff
-6
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|