Security key
390320109
- Security type / class
- Equity / COM
- Total 13F shares
- 714,490
- Total 13F value
- $6,602,000
- Share change
- -142,434
- SEC-reported price per share
- $9.24
- Number of holders
- 13
- Value change
- -$1,316,864
- Number of buys
- 7
- Number of sells
- 6
Report period
Q2 2018
Institutions
13
Top holders
10
GECC full security history
Ownership snapshot
Full 13F holder table
Great Elm Capital Corp. SEC filings
Great Elm Capital Corp. company facts
Broader feeds
Ownership snapshot
Top reported holders of GECC - GREAT ELM CAP CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Bulldog Investors, LLP
Disclosed value leader
Bulldog Investors, LLP
Comparable rows
0/15
Latest evidence
31 Mar 2018
13F
Highest disclosed value: $3,827,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Bulldog Investors, LLP has the largest disclosed position value at $3.83M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Bulldog Investors, LLP's linked filing trail.
Disclosed position value
Top 5
Bulldog Investors, LLP
$3.83M
QUANTUM CAPITAL MANAGEMENT
$1.18M
UBS Group AG
$980K
CSS LLC/IL
$812K
Cambridge Investment Research Adv...
$441K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
Company
|
—
denominator unverified
|
$3,827,000
415,072 shares
|
— | 31 Mar 2018 |
| QUANTUM CAPITAL MANAGEMENT |
13F
Company
|
—
denominator unverified
|
$1,178,000
127,791 shares
|
— | 31 Mar 2018 |
| UBS Group AG |
13F
Company
|
—
denominator unverified
|
$980,000
106,301 shares
|
— | 31 Mar 2018 |
| CSS LLC/IL |
13F
Company
|
—
denominator unverified
|
$812,000
88,043 shares
|
— | 31 Mar 2018 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
—
denominator unverified
|
$441,000
47,819 shares
|
— | 31 Mar 2018 |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
Company
|
—
denominator unverified
|
$228,000
24,684 shares
|
— | 31 Mar 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
13
Shares
714,490
Rows available
13
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
15
Q2 2018 holders
13
Holder diff
-2
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 value | Q2 2018 value | Value change | Value Chg % |
|---|