GREAT ELM CAP CORP - COM (GECC)

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / COM
Total 13F shares
853,598
Share change
+94,363
Total reported value
$9,715,000
Price per share
$11.38
Number of holders
19
Value change
+$1,061,319
Number of buys
14
Number of sells
4

Institutional Holders of GREAT ELM CAP CORP - COM (GECC) as of Q1 2017

As of 31 Mar 2017, GREAT ELM CAP CORP - COM (GECC) was held by 19 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 853,598 shares. The largest 10 holders included Bulldog Investors, LLC, UBS Group AG, Cambridge Investment Research Advisors, Inc., BASSO CAPITAL MANAGEMENT, L.P., SUSQUEHANNA INTERNATIONAL GROUP, LLP, Yakira Capital Management, Inc., KCG HOLDINGS, INC., Marathon Trading Investment Management LLC, Segantii Capital Management Ltd, and LADENBURG THALMANN FINANCIAL SERVICES INC.. This page lists 19 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.