Security key
376546867
GLADSTONE INVESTMENT CORPORATION\DE - Preferred (GAINI)
CUSIP: 376546867
Q4 2025 13F Holders as of 31 Dec 2025
- Security type / class
- Equity / Preferred
- Total 13F shares
- 480,025
- Total 13F value
- $12,307,841
- Share change
- +480,025
- SEC-reported price per share
- $25.64
- Number of holders
- 1
- Value change
- +$12,307,841
- Number of buys
- 1
Report period
Q4 2025
Institutions
1
Top holders
0
GAINI full security history
Ownership snapshot
GLADSTONE INVESTMENT CORPORATION\DE SEC filings
GLADSTONE INVESTMENT CORPORATION\DE company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376546867
Recent filing periods:
Ownership snapshot
Top reported holders of GAINI - GLADSTONE INVESTMENT CORPORATION\DE - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Union Bancaire Privee, UB...
Disclosed value leader
Union Bancaire Privee, UB...
Comparable rows
0/15
Latest evidence
30 Sep 2025
13F
3/4/5
Highest disclosed value: $40,833,514
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Union Bancaire Privee, UBP SA has the largest disclosed position value at $40.83M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Union Bancaire Privee, UBP SA's linked filing trail.
Disclosed position value
Top 5
Union Bancaire Privee, UBP SA
$40.83M
Melia Wealth LLC
$16.55M
VAN ECK ASSOCIATES CORP
$11.81M
UBS Group AG
$6.7M
MORGAN STANLEY
$4.39M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA |
13F
Company
|
—
class O/S missing
|
$40,833,514
19,806 shares
|
— | 30 Sep 2025 |
| Melia Wealth LLC |
13F
Company
|
—
class O/S missing
|
$16,550,749
1,197,594 shares
|
— | 30 Sep 2025 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$11,812,000
854,730 shares
|
— | 30 Sep 2025 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$6,700,599
484,848 shares
|
— | 30 Sep 2025 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$4,393,895
317,936 shares
|
— | 30 Sep 2025 |
| BlackRock, Inc. |
13F
Company
|
—
class O/S missing
|
$4,361,561
315,598 shares
|
— | 30 Sep 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Archived quarter
Historical 13F summary for Q4 2025
This older quarter remains available as an indexed ownership summary. Detailed holder rows are no longer kept in the hot table for this period.