Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / COM
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Number of holders
-
65
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Total 13F shares, excl. options
-
5.87M
-
Shares change
-
-178K
-
Total reported value, excl. options
-
$55.7M
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Value change
-
-$1.68M
-
Number of buys
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32
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Number of sells
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-29
-
Price
-
$9.49
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2017
77 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q3 2017.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 65 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.87M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (644K shares), LSV ASSET MANAGEMENT (495K shares), UBS Group AG (440K shares), BANK OF MONTREAL /CAN/ (364K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (359K shares), DAVENPORT & Co LLC (338K shares), MORGAN STANLEY (324K shares), VAN ECK ASSOCIATES CORP (247K shares), OUTFITTER ADVISORS, LTD. (243K shares), and CUE FINANCIAL GROUP, INC. (214K shares).
This table shows the top 65 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.