GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class
Equity / COM
Number of holders
53
Total 13F shares, excl. options
7.28M
Shares change
-499K
Total reported value, excl. options
$55.8M
Value change
-$3.75M
Number of buys
16
Number of sells
-29
Price
$7.67

Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q4 2015

61 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q4 2015.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 53 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7.28M shares .
Largest 10 shareholders include Van Berkom & Associates Inc. (2.48M shares), Advisors Asset Management, Inc. (1.01M shares), UBS Group AG (535K shares), LSV ASSET MANAGEMENT (509K shares), DAVENPORT & Co LLC (394K shares), OUTFITTER ADVISORS, LTD. (250K shares), CUE FINANCIAL GROUP, INC. (208K shares), MORGAN STANLEY (181K shares), TWO SIGMA ADVISERS, LLC (176K shares), and CONFLUENCE INVESTMENT MANAGEMENT LLC (148K shares).
This table shows the top 53 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.