GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / COM
Total 13F shares
8,215,795
Share change
-972,995
Total reported value
$58,417,072
Price per share
$7.11
Number of holders
51
Value change
-$7,149,324
Number of buys
21
Number of sells
39

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2014

As of 30 Sep 2014, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 51 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,215,795 shares. The largest 10 holders included Van Berkom & Associates Inc., Advisors Asset Management, Inc., DAVENPORT & Co LLC, UBS AG, LSV ASSET MANAGEMENT, CONFLUENCE INVESTMENT MANAGEMENT LLC, SYSTEMATIC FINANCIAL MANAGEMENT LP, OUTFITTER ADVISORS, LTD., WELLS FARGO & COMPANY/MN, and TWO SIGMA INVESTMENTS LLC. This page lists 51 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.