GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) Institutional Ownership

13F Institutional Holders and Ownership History from Q2 2016 to Q4 2025

Type / Class
Equity / Class A Common Stock, $0.0001 Par Value
Symbol
GAIA on Nasdaq
Shares outstanding
19,563,906
Price per share
$3.81
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
8,666,655
Total reported value
$31,460,327
% of total 13F portfolios
0%
Share change
-561,959
Value change
-$2,264,877
Number of holders
59
Price from insider filings
$3.81
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Flint Ridge Capital LLC 4.5% $10,536,000 2,400,000 John P. Szabo, Jr. 16 Jul 2025
AWM Investment Company, Inc. 6.4% -36% $4,895,672 -$2,778,509 1,252,090 -36% AWM Investment Company, Inc. 31 Dec 2025
BlackRock, Inc. 5.2% $6,286,244 1,027,164 BlackRock, Inc. 30 Sep 2025
AMERIPRISE FINANCIAL INC 4.8% $3,696,307 938,149 Ameriprise Financial, Inc. 30 Jun 2025
Nantahala Capital Management, LLC 4.6% -8.2% $4,353,582 -$1,956 914,618 -0.04% Nantahala Capital Management, LLC 31 Mar 2025

As of 31 Dec 2025, 59 institutional investors reported holding 8,666,655 shares of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA). This represents 44% of the company’s total 19,563,906 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) together control 43% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
AWM Investment Company, Inc. 6.4% 1,252,090 -35% 0.44% $4,545,087
BlackRock, Inc. 5.6% 1,093,583 +0.33% 0% $3,969,706
AMERIPRISE FINANCIAL INC 4.7% 916,802 +1.2% 0% $3,327,991
Nantahala Capital Management, LLC 4.7% 914,618 0% 0.2% $3,320,063
VANGUARD GROUP INC 4.3% 847,010 +1.3% 0% $3,074,646
S Squared Technology, LLC 3.7% 723,305 0% 1% $2,625,597
Peapod Lane Capital LLC 3.2% 630,840 +0.74% 1.9% $2,289,949
DIMENSIONAL FUND ADVISORS LP 2.2% 439,076 -0.86% 0% $1,593,849
GEODE CAPITAL MANAGEMENT, LLC 2.1% 409,081 +1.2% 0% $1,485,104
STATE STREET CORP 0.92% 180,288 -0.35% 0% $654,445
P.A.W. CAPITAL CORP 0.77% 150,000 -14% 1.2% $544,500
RENAISSANCE TECHNOLOGIES LLC 0.66% 128,261 -6.9% 0% $465,587
NORTHERN TRUST CORP 0.65% 126,527 -6% 0% $459,293
BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.63% 123,000 0% 0.01% $446,490
Manatuck Hill Partners, LLC 0.41% 80,000 0.1% $290,400
MORGAN STANLEY 0.38% 73,790 +343% 0% $267,858
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.27% 52,810 0% 0% $191,700
Mariner, LLC 0.25% 48,028 -61% 0% $174,340
GOLDMAN SACHS GROUP INC 0.23% 44,970 +8.8% 0% $163,241
CITADEL ADVISORS LLC 0.22% 43,295 0% $157,161
Bank of New York Mellon Corp 0.2% 38,387 -9.2% 0% $139,345
SAPIENT CAPITAL LLC 0.17% 32,650 0% 0% $118,846
BARCLAYS PLC 0.15% 29,198 +5.1% 0% $105,989
MARSHALL WACE, LLP 0.14% 27,289 0% $99,060
Connor, Clark & Lunn Investment Management Ltd. 0.12% 23,932 -13% 0% $86,873

Institutional Holders of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 8,666,655 $31,460,327 -$2,264,877 $3.63 59
2025 Q3 9,228,850 $54,646,704 +$791,256 $5.92 54
2025 Q2 9,104,084 $39,968,804 +$3,911,025 $4.39 51
2025 Q1 8,224,035 $31,661,216 +$2,127,396 $3.85 44
2024 Q4 7,656,377 $34,375,976 -$2,448,583 $4.49 41
2024 Q3 7,429,934 $36,182,912 -$363,714 $4.87 37
2024 Q2 7,506,637 $33,103,318 -$680,053 $4.41 39
2024 Q1 7,713,490 $23,757,358 -$721,212 $3.08 40
2023 Q4 7,953,893 $21,476,061 +$3,566,604 $2.70 42
2023 Q3 6,600,555 $17,952,086 -$1,311,280 $2.72 41
2023 Q2 7,244,274 $16,731,601 +$1,059,842 $2.31 43
2023 Q1 6,684,684 $18,548,937 -$601,072 $2.78 42
2022 Q4 6,889,338 $16,396,977 -$1,122,447 $2.38 39
2022 Q3 7,352,671 $17,868,329 +$1,780,320 $2.43 37
2022 Q2 6,591,909 $28,012,325 -$2,927,964 $4.25 39
2022 Q1 7,270,810 $35,807,093 -$2,169,722 $4.92 42
2021 Q4 7,486,588 $64,160,009 -$14,968,695 $8.57 47
2021 Q3 7,835,004 $74,272,436 -$3,930,022 $9.48 55
2021 Q2 8,137,109 $90,195,849 -$5,208,022 $10.99 59
2021 Q1 8,578,790 $102,427,175 -$2,770,815 $11.89 63
2020 Q4 8,917,202 $88,104,706 -$2,008,406 $9.88 59
2020 Q3 9,148,308 $89,930,519 -$1,405,955 $9.83 66
2020 Q2 9,297,393 $77,906,530 +$1,239,430 $8.38 63
2020 Q1 9,155,628 $81,298,087 -$1,239,008 $8.88 57
2019 Q4 9,300,689 $74,315,781 -$2,461,244 $7.99 54
2019 Q3 8,367,786 $54,680,318 -$3,249,531 $6.54 60
2019 Q2 8,786,435 $66,599,629 +$7,994,455 $7.58 55
2019 Q1 7,732,853 $70,756,548 -$6,729,775 $9.15 60
2018 Q4 8,293,780 $85,923,197 -$588,391 $10.36 57
2018 Q3 8,263,815 $127,262,837 +$9,691,664 $15.40 64
2018 Q2 7,668,050 $155,278,925 +$6,119,387 $20.25 66
2018 Q1 7,485,331 $116,005,776 +$42,436,633 $15.50 67
2017 Q4 4,861,189 $60,277,149 +$33,904 $12.40 52
2017 Q3 4,861,559 $58,335,736 +$1,280,997 $12.00 51
2017 Q2 4,762,484 $53,338,686 +$782,938 $11.20 50
2017 Q1 4,710,955 $46,871,789 +$10,809,928 $9.95 53
2016 Q4 4,369,958 $37,797,683 +$128,353 $8.65 49
2016 Q3 4,388,055 $31,590,185 +$30,810,302 $7.20 45
2016 Q2 107,990 $835,000 +$835,000 $7.73 1