Security key
36269P104
GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA)
CUSIP: 36269P104
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Class A Common Stock, $0.0001 Par Value
- Shares outstanding
- 19,563,906
- Total 13F shares
- 7,352,671
- Share change
- +760,762
- Total reported value
- $17,868,329
- Put/Call ratio
- 0%
- Price per share
- $2.43
- Number of holders
- 37
- Value change
- +$1,780,320
- Number of buys
- 9
- Number of sells
- 16
Report period
Q3 2022
Institutions
37
Top holders
10
GAIA full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
GAIA, INC SEC filings
GAIA, INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 36269P104
Recent filing periods:
Top shareholders of GAIA - GAIA, INC - Class A Common Stock, $0.0001 Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AWM Investment Company, Inc. |
13F
|
Company |
4.1%
|
801,236
|
$3,405,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
3.6%
|
705,872
|
$3,000,000 | — | 30 Jun 2022 | |
| MIC Capital Management UK LLP |
13F
|
Company |
3.6%
|
697,900
|
$2,966,000 | — | 30 Jun 2022 | |
| S SQUARED TECHNOLOGY, LLC |
13F
|
Company |
3.4%
|
663,405
|
$2,819,000 | — | 30 Jun 2022 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
3.1%
|
603,305
|
$2,564,000 | — | 30 Jun 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
3%
|
580,494
|
$2,467,000 | — | 30 Jun 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.8%
|
347,069
|
$1,474,000 | — | 30 Jun 2022 | |
| GMT CAPITAL CORP |
13F
|
Company |
1.7%
|
340,614
|
$1,448,000 | — | 30 Jun 2022 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.6%
|
318,563
|
$1,355,000 | — | 30 Jun 2022 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
1.5%
|
300,000
|
$1,275,000 | — | 30 Jun 2022 | |
| HARBER ASSET MANAGEMENT LLC |
13F
|
Company |
1.5%
|
291,682
|
$1,240,000 | — | 30 Jun 2022 | |
| Oldfield Partners LLP |
13F
|
Company |
0.8%
|
156,725
|
$666,000 | — | 30 Jun 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.74%
|
143,831
|
$611,000 | — | 30 Jun 2022 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.49%
|
95,245
|
$405,000 | — | 30 Jun 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.46%
|
90,700
|
$385,000 | — | 30 Jun 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.27%
|
53,429
|
$227,000 | — | 30 Jun 2022 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
50,800
|
$216,000 | — | 30 Jun 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.25%
|
49,428
|
$210,000 | — | 30 Jun 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.23%
|
45,793
|
$195,000 | — | 30 Jun 2022 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.22%
|
44,000
|
$187,000 | — | 30 Jun 2022 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
40,704
|
$172,000 | — | 30 Jun 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.11%
|
21,856
|
$93,000 | — | 30 Jun 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.11%
|
21,488
|
$91,000 | — | 30 Jun 2022 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
20,700
|
$88,000 | — | 30 Jun 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.1%
|
18,934
|
$80,000 | — | 30 Jun 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.1%
|
18,715
|
$80,000 | — | 30 Jun 2022 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.08%
|
14,918
|
$63,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.07%
|
13,275
|
$56,000 | — | 30 Jun 2022 | |
| Violich Capital Management, Inc. |
13F
|
Company |
0.07%
|
12,800
|
$54,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
12,313
|
$52,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
4,066
|
$17,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
3,939
|
$17,000 | — | 30 Jun 2022 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.02%
|
3,875
|
$16,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
1,900
|
$8,000 | — | 30 Jun 2022 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
950
|
$4,000 | — | 30 Jun 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
826
|
$4,000 | — | 30 Jun 2022 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0%
|
530
|
$2,253 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
202
|
$1,000 | — | 30 Jun 2022 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
17
|
$72 | — | 30 Jun 2022 | |
| Jirka Rysavy, LLC |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
4,000,000
|
— | — | 11 May 2022 | |
| Paul C. Tarell Jr. |
3/4/5
|
CHIEF FINANCIAL OFFICER |
—
class O/S missing
|
152,802
|
$412,565 | — | 31 Mar 2022 | |
| David Maisel |
3/4/5
|
Director |
—
class O/S missing
|
71,245
|
$192,362 | — | 28 Apr 2022 |
Institutional Holders of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) as of Q3 2022
As of 30 Sep 2022,
GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,352,671 shares.
The largest 10 holders included
AMERIPRISE FINANCIAL INC, AWM Investment Company, Inc., MIC Capital Management UK LLP, S Squared Technology, LLC, VANGUARD GROUP INC, ROYCE & ASSOCIATES LP, BlackRock Inc., GMT CAPITAL CORP, Harber Asset Management LLC, and P.A.W. CAPITAL CORP.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
39
Q3 2022 holders
37
Holder diff
-2
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.