FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,524,095
- Total 13F shares
- 5,050,014
- Share change
- -282,055
- Total reported value
- $59,743,576
- Price per share
- $11.83
- Number of holders
- 49
- Value change
- -$3,447,770
- Number of buys
- 23
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 35472T101:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
4.4%
|
1,783,931
|
$21,425,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
511,707
|
$6,145,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.91%
|
369,543
|
$4,438,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.72%
|
291,199
|
$3,497,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.57%
|
232,744
|
$2,795,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.57%
|
229,966
|
$2,762,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.47%
|
188,803
|
$2,267,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.46%
|
184,883
|
$2,219,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
178,143
|
$2,139,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.35%
|
143,632
|
$1,725,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.3%
|
122,004
|
$1,465,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.3%
|
119,552
|
$1,436,000 | — | 30 Sep 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.29%
|
119,305
|
$1,433,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.2%
|
82,208
|
$987,000 | — | 30 Sep 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
0.18%
|
73,000
|
$877,000 | — | 30 Sep 2017 | |
| NWAM LLC |
13F
|
Company |
0.17%
|
68,239
|
$820,000 | — | 30 Sep 2017 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
0.17%
|
67,838
|
$815,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
58,152
|
$698,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.12%
|
48,733
|
$585,000 | — | 30 Sep 2017 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.08%
|
33,505
|
$402,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.08%
|
33,260
|
$399,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
31,155
|
$374,000 | — | 30 Sep 2017 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.07%
|
30,324
|
$361,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
25,637
|
$308,000 | — | 30 Sep 2017 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
0.06%
|
25,369
|
$304,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.06%
|
24,235
|
$291,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
20,602
|
$247,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.05%
|
18,990
|
$228,000 | — | 30 Sep 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
18,015
|
$217,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
16,108
|
$193,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
12,793
|
$153,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
11,289
|
$136,000 | — | 30 Sep 2017 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.03%
|
11,000
|
$132,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.03%
|
10,150
|
$122,000 | — | 30 Sep 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.02%
|
10,100
|
$121,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
3,620
|
$43,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
3,591
|
$43,000 | — | 30 Sep 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
3,202
|
$38,000 | — | 30 Sep 2017 | |
| PEOPLES FINANCIAL SERVICES CORP. |
13F
|
Company |
0.01%
|
3,000
|
$36,000 | — | 30 Sep 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
2,000
|
$24,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
1,487
|
$17,000 | — | 30 Sep 2017 | |
| CWM, LLC |
13F
|
Company |
0%
|
666
|
$8,000 | — | 30 Sep 2017 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Sep 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
288
|
$3,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
83
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q4 2017
As of 31 Dec 2017,
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,050,014 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Invesco Ltd., CLS Investments, LLC, COHEN & STEERS INC, GUGGENHEIM CAPITAL LLC, RAYMOND JAMES & ASSOCIATES, LADENBURG THALMANN FINANCIAL SERVICES INC., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and Advisor Group, Inc..
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
47
Q4 2017 holders
49
Holder diff
2
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.