Security key
35472T101
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,276,480
- Total 13F shares
- 5,225,193
- Share change
- -1,207,163
- Total reported value
- $62,742,000
- Price per share
- $12.01
- Number of holders
- 47
- Value change
- -$14,337,652
- Number of buys
- 20
- Number of sells
- 26
Report period
Q3 2017
Institutions
47
Top holders
10
FTF full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
FRANKLIN LTD DURATION INCOME TRUST SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 35472T101
Recent filing periods:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
5.5%
|
2,201,482
|
$26,044,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
476,365
|
$5,635,000 | — | 30 Jun 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.1%
|
460,697
|
$5,450,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1%
|
411,761
|
$4,871,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.75%
|
302,601
|
$3,580,000 | — | 30 Jun 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.7%
|
283,039
|
$3,348,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.7%
|
280,243
|
$3,315,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.61%
|
245,262
|
$2,901,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.5%
|
199,472
|
$2,360,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.38%
|
152,105
|
$1,799,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.32%
|
128,011
|
$1,514,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.32%
|
127,137
|
$1,504,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.3%
|
122,351
|
$1,447,000 | — | 30 Jun 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.27%
|
108,205
|
$1,280,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.24%
|
95,974
|
$1,136,000 | — | 30 Jun 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
0.21%
|
83,000
|
$982,000 | — | 30 Jun 2017 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
0.17%
|
68,511
|
$810,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
0.17%
|
68,239
|
$807,000 | — | 30 Jun 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.13%
|
50,911
|
$602,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.12%
|
49,440
|
$585,000 | — | 30 Jun 2017 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.1%
|
40,861
|
$486,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
37,241
|
$441,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.09%
|
37,016
|
$438,000 | — | 30 Jun 2017 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.09%
|
36,100
|
$427,000 | — | 30 Jun 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.09%
|
34,334
|
$406,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
33,530
|
$396,000 | — | 30 Jun 2017 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.08%
|
33,029
|
$392,000 | — | 30 Jun 2017 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.08%
|
31,282
|
$370,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.07%
|
29,660
|
$351,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.07%
|
28,651
|
$339,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.06%
|
24,235
|
$287,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
23,337
|
$276,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
21,640
|
$256,000 | — | 30 Jun 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
18,015
|
$214,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
17,934
|
$212,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
17,194
|
$203,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.03%
|
11,758
|
$139,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
11,243
|
$133,000 | — | 30 Jun 2017 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.03%
|
11,000
|
$130,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
4,238
|
$50,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
3,782
|
$45,000 | — | 30 Jun 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
3,202
|
$38,000 | — | 30 Jun 2017 | |
| PEOPLES FINANCIAL SERVICES CORP. |
13F
|
Company |
0.01%
|
3,000
|
$35,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
1,467
|
$17,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,000
|
$12,000 | — | 30 Jun 2017 | |
| V Wealth Advisors LLC |
13F
|
Company |
0%
|
1,000
|
$12,000 | — | 30 Jun 2017 | |
| CWM, LLC |
13F
|
Company |
0%
|
666
|
$8,000 | — | 30 Jun 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
410
|
$4,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
83
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q3 2017
As of 30 Sep 2017,
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,225,193 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Invesco Ltd., 1607 Capital Partners, LLC, COHEN & STEERS INC, RAYMOND JAMES & ASSOCIATES, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, LADENBURG THALMANN FINANCIAL SERVICES INC., MORGAN STANLEY, and BANK OF AMERICA CORP /DE/.
This page lists
47
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
51
Q3 2017 holders
47
Holder diff
-4
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.