FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)

Q: What does CUSIP 35472T101 represent in this 13F holders report?

CUSIP 35472T101 is the security identifier for FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in Q4 2016?

47 institutional investors reported FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest for Q4 2016. Use the holders table for investor-level position and value details.

CUSIP: 35472T101

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 40,524,095
Total 13F shares: 12,334,867
Share change: +353,313
Total reported value: $148,508,000
Price per share: $12.04
Number of holders: 47
Value change: +$4,244,028
Number of buys: 20
Number of sells: 23

Quarterly Holders Quick Answers

What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 35472T101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Saba Capital Management, L.P.	13F	Company	10%	4,032,541	$48,753,000	—	30 Sep 2016	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	7.8%	3,164,897	$38,264,000	—	30 Sep 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.8%	1,121,293	$13,556,000	—	30 Sep 2016	13F
1607 Capital Partners, LLC	13F	Company	1.5%	619,355	$7,488,000	—	30 Sep 2016	13F
ICON ADVISERS INC/CO	13F	Company	1.5%	603,922	$7,301,000	—	30 Sep 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.97%	394,426	$4,769,000	—	30 Sep 2016	13F
Relative Value Partners Group, LLC	13F	Company	0.8%	325,341	$3,933,000	—	30 Sep 2016	13F
Invesco Ltd.	13F	Company	0.76%	306,663	$3,708,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.38%	152,588	$1,844,000	—	30 Sep 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.36%	145,868	$1,764,000	—	30 Sep 2016	13F
COHEN & STEERS, INC.	13F	Company	0.29%	117,424	$1,420,000	—	30 Sep 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.26%	106,214	$1,284,000	—	30 Sep 2016	13F
Kovitz Investment Group Partners, LLC	13F	Company	0.24%	96,640	$1,168,000	—	30 Sep 2016	13F
NWAM LLC	13F	Company	0.23%	92,400	$1,117,000	—	30 Sep 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.23%	91,800	$1,110,000	—	30 Sep 2016	13F
Ancora Advisors LLC	13F	Company	0.19%	75,000	$907,000	—	30 Sep 2016	13F
Cornerstone Wealth Management, LLC	13F	Company	0.12%	48,396	$585,000	—	30 Sep 2016	13F
Greenwich Wealth Management LLC	13F	Company	0.12%	47,490	$574,000	—	30 Sep 2016	13F
LPL Financial LLC	13F	Company	0.1%	40,696	$492,000	—	30 Sep 2016	13F
D.A. DAVIDSON & CO.	13F	Company	0.09%	35,930	$434,000	—	30 Sep 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.09%	35,018	$423,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.08%	31,272	$378,000	—	30 Sep 2016	13F
Capital Investment Advisors, LLC	13F	Company	0.07%	27,790	$336,000	—	30 Sep 2016	13F
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	13F	Company	0.07%	26,849	$325,000	—	30 Sep 2016	13F
IFP Advisors, Inc	13F	Company	0.06%	25,480	$308,000	—	30 Sep 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.06%	24,338	$294,000	—	30 Sep 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.06%	24,015	$290,000	—	30 Sep 2016	13F
MSI Financial Services Inc	13F	Company	0.05%	21,061	$255,000	—	30 Sep 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.05%	20,589	$249,000	—	30 Sep 2016	13F
First Allied Advisory Services, Inc.	13F	Company	0.05%	18,963	$229,000	—	30 Sep 2016	13F
AQR Arbitrage LLC	13F	Company	0.04%	16,100	$195,000	—	30 Sep 2016	13F
OPPENHEIMER & CO INC	13F	Company	0.04%	14,400	$174,000	—	30 Sep 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.03%	13,050	$157,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.03%	11,934	$144,000	—	30 Sep 2016	13F
Advisor Group, Inc.	13F	Company	0.03%	11,080	$134,000	—	30 Sep 2016	13F
TWIN FOCUS CAPITAL PARTNERS, LLC	13F	Company	0.03%	11,000	$133,000	—	30 Sep 2016	13F
HighTower Advisors, LLC	13F	Company	0.03%	10,633	$129,000	—	30 Sep 2016	13F
Creative Planning	13F	Company	0.03%	10,491	$127,000	—	30 Sep 2016	13F
FIFTH THIRD BANCORP	13F	Company	0.01%	3,202	$39,000	—	30 Sep 2016	13F
CITIGROUP INC	13F	Company	0.01%	2,601	$31,000	—	30 Sep 2016	13F
Geneos Wealth Management Inc.	13F	Company	0%	1,418	$17,000	—	30 Sep 2016	13F
WealthPLAN Partners, LLC	13F	Company	0%	1,000	$12,090	—	30 Sep 2016	13F
Wealthspire Advisors, L.P.	13F	Company	0%	339	$4,000	—	30 Sep 2016	13F
NEXT Financial Group, Inc	13F	Company	0%	300	$4,000	—	30 Sep 2016	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	200	$2,000	—	30 Sep 2016	13F
Hedeker Wealth, LLC	13F	Company	0%	14	$1,165	—	30 Sep 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0%	83	$1,000	—	30 Sep 2016	13F

Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q4 2016

As of 31 Dec 2016, FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by 47 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 12,334,867 shares. The largest 10 holders included Saba Capital Management, L.P., SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, Relative Value Partners Group, LLC, WELLS FARGO & COMPANY/MN, Laurion Capital Management LP, Invesco Ltd., and RAYMOND JAMES & ASSOCIATES. This page lists 47 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

-1

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.