FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)

CUSIP: 35472T101

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / Common Shares of Beneficial Interest
Shares outstanding
40,524,095
Total 13F shares
11,982,554
Share change
+410,743
Total reported value
$144,867,255
Price per share
$12.09
Number of holders
48
Value change
+$5,140,171
Number of buys
26
Number of sells
19

Quarterly Holders Quick Answers

What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Saba Capital Management, L.P.
13F
Company
10%
4,032,465
$46,777,000 30 Jun 2016
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
7.7%
3,105,497
$36,024,000 30 Jun 2016
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
2.5%
1,025,261
$11,893,000 30 Jun 2016
13F
1607 Capital Partners, LLC
13F
Company
1.6%
639,868
$7,422,000 30 Jun 2016
13F
ICON ADVISERS INC/CO
13F
Company
1.2%
493,310
$5,722,000 30 Jun 2016
13F
Invesco Ltd.
13F
Company
0.98%
395,162
$4,584,000 30 Jun 2016
13F
Koshinski Asset Management, Inc.
13F
Company
0.6%
242,282
$2,810,000 30 Jun 2016
13F
MORGAN STANLEY
13F
Company
0.41%
165,232
$1,917,000 30 Jun 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.34%
136,058
$1,578,000 30 Jun 2016
13F
COHEN & STEERS, INC.
13F
Company
0.29%
117,424
$1,362,000 30 Jun 2016
13F
Relative Value Partners Group, LLC
13F
Company
0.26%
105,292
$1,215,000 30 Jun 2016
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.26%
103,692
$1,203,000 30 Jun 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.25%
102,412
$1,188,000 30 Jun 2016
13F
Kovitz Investment Group Partners, LLC
13F
Company
0.24%
96,640
$1,121,000 30 Jun 2016
13F
NWAM LLC
13F
Company
0.23%
92,400
$1,072,000 30 Jun 2016
13F
Ancora Advisors LLC
13F
Company
0.16%
65,000
$754,000 30 Jun 2016
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.14%
58,042
$673,000 30 Jun 2016
13F
Advisors Asset Management, Inc.
13F
Company
0.13%
53,338
$619,000 30 Jun 2016
13F
Greenwich Wealth Management LLC
13F
Company
0.12%
47,715
$553,000 30 Jun 2016
13F
AQR Arbitrage LLC
13F
Company
0.11%
43,066
$500,000 30 Jun 2016
13F
LPL Financial LLC
13F
Company
0.1%
40,010
$461,000 30 Jun 2016
13F
Commonwealth Equity Services, Inc
13F
Company
0.09%
34,508
$400,000 30 Jun 2016
13F
D.A. DAVIDSON & CO.
13F
Company
0.08%
34,430
$399,000 30 Jun 2016
13F
ROYAL BANK OF CANADA
13F
Company
0.08%
31,574
$366,000 30 Jun 2016
13F
Capital Investment Advisors, LLC
13F
Company
0.07%
29,699
$345,000 30 Jun 2016
13F
NATIONS FINANCIAL GROUP INC, /IA/ /ADV
13F
Company
0.07%
26,487
$307,000 30 Jun 2016
13F
IFP Advisors, Inc
13F
Company
0.06%
25,480
$296,000 30 Jun 2016
13F
State of New Jersey Common Pension Fund D
13F
Company
0.06%
25,000
$290,000 30 Jun 2016
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.06%
22,698
$263,000 30 Jun 2016
13F
Concert Wealth Management Inc.
13F
Company
0.05%
21,633
$251,000 30 Jun 2016
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.05%
21,215
$246,000 30 Jun 2016
13F
Investors Capital Advisory Services
13F
Company
0.05%
20,559
$238,000 30 Jun 2016
13F
MSI Financial Services Inc
13F
Company
0.04%
17,819
$207,000 30 Jun 2016
13F
First Allied Advisory Services, Inc.
13F
Company
0.04%
17,175
$199,000 30 Jun 2016
13F
OPPENHEIMER & CO INC
13F
Company
0.04%
14,400
$167,000 30 Jun 2016
13F
UBS Group AG
13F
Company
0.04%
14,207
$165,000 30 Jun 2016
13F
STIFEL FINANCIAL CORP
13F
Company
0.03%
13,050
$151,000 30 Jun 2016
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.03%
11,787
$137,000 30 Jun 2016
13F
Advisor Group, Inc.
13F
Company
0.03%
11,551
$133,000 30 Jun 2016
13F
DOLIVER ADVISORS, LP
13F
Company
0.03%
10,488
$121,000 30 Jun 2016
13F
CITIGROUP INC
13F
Company
0.03%
10,161
$118,000 30 Jun 2016
13F
HighTower Advisors, LLC
13F
Company
0.02%
10,000
$116,000 30 Jun 2016
13F
FIFTH THIRD BANCORP
13F
Company
0.01%
3,202
$37,000 30 Jun 2016
13F
Creative Planning
13F
Company
0.01%
2,591
$30,000 30 Jun 2016
13F
Geneos Wealth Management Inc.
13F
Company
0%
1,408
$16,000 30 Jun 2016
13F
Penserra Capital Management LLC
13F
Company
0%
285
$3,000 30 Jun 2016
13F
Advisory Services Network, LLC
13F
Company
0%
250
$3,000 30 Jun 2016
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
83
$1,000 30 Jun 2016
13F

Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q3 2016

As of 30 Sep 2016, FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by 48 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,982,554 shares. The largest 10 holders included Saba Capital Management, L.P., SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, ICON ADVISERS INC/CO, WELLS FARGO & COMPANY/MN, Relative Value Partners Group, LLC, Invesco Ltd., MORGAN STANLEY, and RAYMOND JAMES & ASSOCIATES. This page lists 48 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders
49
Q3 2016 holders
48
Holder diff
-1
Investor Q2 2016 Shares Q3 2016 Shares Share Diff Share Chg % Q2 2016 Value $ Q3 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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