FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)

Q: What does CUSIP 35472T101 represent in this 13F holders report?

CUSIP 35472T101 is the security identifier for FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in Q3 2014?

50 institutional investors reported FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 35472T101

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 40,276,480
Total 13F shares: 7,705,711
Share change: +382,662
Total reported value: $95,395,999
Price per share: $12.38
Number of holders: 50
Value change: +$4,698,347
Number of buys: 22
Number of sells: 26

Quarterly Holders Quick Answers

What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 35472T101:

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Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
SIT INVESTMENT ASSOCIATES INC	13F	Company	3.8%	1,537,370	$20,109,000	—	30 Jun 2014	13F
Saba Capital Management, L.P.	13F	Company	2.7%	1,069,937	$13,995,000	—	30 Jun 2014	13F
Advisors Asset Management, Inc.	13F	Company	2.3%	909,229	$11,893,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	2.2%	886,411	$11,594,000	—	30 Jun 2014	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.3%	528,677	$6,915,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.2%	491,996	$6,436,000	—	30 Jun 2014	13F
Eos Management, L.P.	13F	Company	0.31%	123,644	$1,617,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.3%	120,230	$1,573,000	—	30 Jun 2014	13F
COHEN & STEERS, INC.	13F	Company	0.29%	114,977	$1,504,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.28%	111,943	$1,464,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.27%	108,877	$1,424,000	—	30 Jun 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.22%	88,110	$1,152,000	—	30 Jun 2014	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.21%	85,603	$1,120,000	—	30 Jun 2014	13F
NWAM LLC	13F	Company	0.2%	81,274	$1,063,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	0.2%	79,556	$1,040,000	—	30 Jun 2014	13F
BARCLAYS PLC	13F	Company	0.18%	70,807	$913,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	0.15%	61,863	$809,000	—	30 Jun 2014	13F
Greenwich Wealth Management LLC	13F	Company	0.15%	60,234	$788,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	0.13%	54,365	$711,000	—	30 Jun 2014	13F
D.A. DAVIDSON & CO.	13F	Company	0.13%	53,472	$699,000	—	30 Jun 2014	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.13%	52,398	$685,000	—	30 Jun 2014	13F
TFS CAPITAL LLC	13F	Company	0.11%	43,126	$564,000	—	30 Jun 2014	13F
SG Americas Securities, LLC	13F	Company	0.11%	42,959	$562,000	—	30 Jun 2014	13F
Capital Investment Advisors, LLC	13F	Company	0.1%	42,099	$551,000	—	30 Jun 2014	13F
KMS FINANCIAL SERVICES, INC	13F	Company	0.1%	41,485	$543,000	—	30 Jun 2014	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.1%	40,020	$523,000	—	30 Jun 2014	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.1%	40,020	$523,000	—	30 Jun 2014	13F
UBS AG	13F	Company	0.08%	32,699	$428,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.07%	26,723	$350,000	—	30 Jun 2014	13F
CABOT WEALTH MANAGEMENT INC	13F	Company	0.06%	25,732	$337,000	—	30 Jun 2014	13F
First Allied Advisory Services, Inc.	13F	Company	0.06%	25,385	$336,000	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.06%	25,335	$331,382	—	30 Jun 2014	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.05%	21,069	$276,000	—	30 Jun 2014	13F
Horizon Kinetics LLC	13F	Company	0.05%	19,361	$253,000	—	30 Jun 2014	13F
Shaker Financial Services, LLC	13F	Company	0.05%	19,044	$249,000	—	30 Jun 2014	13F
OPPENHEIMER & CO INC	13F	Company	0.05%	18,960	$248,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.04%	16,509	$216,000	—	30 Jun 2014	13F
Dalton Investments, Inc.	13F	Company	0.04%	16,087	$210,000	—	30 Jun 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.04%	14,989	$196,000	—	30 Jun 2014	13F
Investors Capital Advisory Services	13F	Company	0.03%	13,995	$183,000	—	30 Jun 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.03%	13,922	$182,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	0.03%	12,830	$168,000	—	30 Jun 2014	13F
Robert W. Baird & Co. Inc	13F	Company	0.03%	12,133	$159,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	0.03%	10,224	$134,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.02%	8,211	$107,000	—	30 Jun 2014	13F
Creative Planning	13F	Company	0.01%	4,518	$59,000	—	30 Jun 2014	13F
NEXT Financial Group, Inc	13F	Company	0.01%	2,720	$35,000	—	30 Jun 2014	13F
TD Capital Management LLC	13F	Company	0%	1,168	$15,000	—	30 Jun 2014	13F
Highlander Capital Management, LLC	13F	Company	0%	800	$10,464	—	30 Jun 2014	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	0%	700	$9,000	—	30 Jun 2014	13F

Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q3 2014

As of 30 Sep 2014, FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by 50 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,705,711 shares. The largest 10 holders included SIT INVESTMENT ASSOCIATES INC, Saba Capital Management, L.P., Invesco Ltd., Advisors Asset Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, Commonwealth Equity Services, Inc, WOLVERINE ASSET MANAGEMENT LLC, COHEN & STEERS INC, and AQR CAPITAL MANAGEMENT LLC. This page lists 50 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

-5

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.