FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,524,095
- Total 13F shares
- 7,285,861
- Share change
- +551,088
- Total reported value
- $95,288,846
- Price per share
- $13.08
- Number of holders
- 55
- Value change
- +$7,206,783
- Number of buys
- 33
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 35472T101?
CUSIP 35472T101 identifies FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 35472T101:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.5%
|
1,408,358
|
$18,379,000 | — | 31 Mar 2014 | |
| Saba Capital Management, L.P. |
13F
|
Company |
2.5%
|
1,024,902
|
$13,375,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
2%
|
803,667
|
$10,488,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.9%
|
773,389
|
$10,093,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
749,247
|
$9,778,000 | — | 31 Mar 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
440,247
|
$5,745,000 | — | 31 Mar 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.28%
|
114,977
|
$1,500,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
112,941
|
$1,474,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.27%
|
109,688
|
$1,431,000 | — | 31 Mar 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.26%
|
105,133
|
$1,371,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.24%
|
96,403
|
$1,258,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.2%
|
80,637
|
$1,052,000 | — | 31 Mar 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
78,799
|
$1,028,000 | — | 31 Mar 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0.17%
|
69,703
|
$898,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.15%
|
61,185
|
$798,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
60,817
|
$794,000 | — | 31 Mar 2014 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.14%
|
57,726
|
$753,000 | — | 31 Mar 2014 | |
| NWAM LLC |
13F
|
Company |
0.13%
|
54,639
|
$713,000 | — | 31 Mar 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.13%
|
51,151
|
$667,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.11%
|
42,699
|
$557,222 | — | 31 Mar 2014 | |
| KMS FINANCIAL SERVICES, INC |
13F
|
Company |
0.1%
|
41,437
|
$541,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.1%
|
41,336
|
$539,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.08%
|
32,457
|
$424,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
27,178
|
$355,000 | — | 31 Mar 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.06%
|
26,308
|
$346,000 | — | 31 Mar 2014 | |
| CABOT WEALTH MANAGEMENT INC |
13F
|
Company |
0.06%
|
25,870
|
$338,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.06%
|
25,297
|
$330,126 | — | 31 Mar 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.05%
|
21,423
|
$280,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
21,040
|
$275,000 | — | 31 Mar 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.05%
|
20,428
|
$267,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
18,960
|
$247,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
16,146
|
$211,000 | — | 31 Mar 2014 | |
| Dalton Investments, Inc. |
13F
|
Company |
0.04%
|
15,822
|
$206,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
14,488
|
$189,000 | — | 31 Mar 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.03%
|
14,072
|
$183,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.03%
|
13,902
|
$181,000 | — | 31 Mar 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
13,005
|
$170,000 | — | 31 Mar 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.03%
|
13,005
|
$170,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.03%
|
11,656
|
$152,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.03%
|
11,000
|
$144,000 | — | 31 Mar 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
0.03%
|
10,619
|
$139,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
8,130
|
$106,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0.01%
|
6,018
|
$79,000 | — | 31 Mar 2014 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0%
|
800
|
$10,440 | — | 31 Mar 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
0%
|
700
|
$9,000 | — | 31 Mar 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
638
|
$8,000 | — | 31 Mar 2014 | |
| FARMERS & MERCHANTS INVESTMENTS INC |
13F
|
Company |
0%
|
600
|
$8,000 | — | 31 Mar 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
333
|
$4,000 | — | 31 Mar 2014 | |
| Gradient Investments LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2014 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q2 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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