Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q1 2018 13F Holders as of 31 Mar 2018
- Security type / class
- Equity / Preferred Stock
- Total 13F shares
- 1,988,773
- Total 13F value
- $48,035,393
- Share change
- +177,767
- SEC-reported price per share
- $24.17
- Number of holders
- 49
- Value change
- +$4,228,280
- Number of buys
- 24
- Number of sells
- 26
- Shares outstanding
- 20,411,114
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2018
Institutions
49
Top holders
10
DFP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2018
Previous quarter: Q4 2017
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Ownership snapshot
Top reported holders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
31 Dec 2017
13F
Lead comparable stake: 1.6%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 1.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
1.6%
Invesco Ltd.
1.1%
WELLS FARGO & COMPANY/MN
0.8%
Lucia Wealth Services, LLC
0.79%
LADENBURG THALMANN FINANCIAL SERV...
0.52%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
1.6%
|
$8,458,000
317,128 shares
|
— | 31 Dec 2017 |
| Invesco Ltd. |
13F
Company
|
1.1%
|
$6,091,000
228,376 shares
|
— | 31 Dec 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.8%
|
$4,333,000
162,471 shares
|
— | 31 Dec 2017 |
| Lucia Wealth Services, LLC |
13F
Company
|
0.79%
|
$4,311,000
161,656 shares
|
— | 31 Dec 2017 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.52%
|
$2,836,000
106,316 shares
|
— | 31 Dec 2017 |
| LPL Financial LLC |
13F
Company
|
0.43%
|
$2,326,000
87,215 shares
|
— | 31 Dec 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
49
Shares
1,988,773
Rows available
49
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
45
Q1 2018 holders
49
Holder diff
4
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 value | Q1 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend