Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,451,027
- Share change
- +470,836
- Total reported value
- $57,534,167
- Price per share
- $23.46
- Number of holders
- 50
- Value change
- +$11,003,361
- Number of buys
- 26
- Number of sells
- 27
Report period
Q2 2018
Institutions
50
Top holders
10
DFP full security history
Newer quarter: Q3 2018
Previous quarter: Q1 2018
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
309,877
|
$7,490,000 | — | 31 Mar 2018 | |
| Lucia Wealth Services, LLC |
13F
|
Company |
1.1%
|
219,831
|
$5,313,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.89%
|
181,155
|
$4,378,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.66%
|
134,516
|
$3,251,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.5%
|
103,000
|
$2,490,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.48%
|
98,310
|
$2,376,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.46%
|
94,115
|
$2,275,000 | — | 31 Mar 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.41%
|
84,690
|
$2,047,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
82,744
|
$1,999,000 | — | 31 Mar 2018 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
77,797
|
$1,789,000 | — | 31 Mar 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.31%
|
64,160
|
$1,550,000 | — | 31 Mar 2018 | |
| Mathes Company, Inc. |
13F
|
Company |
0.3%
|
61,100
|
$1,477,000 | — | 31 Mar 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.23%
|
47,058
|
$1,137,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.22%
|
44,172
|
$1,067,000 | — | 31 Mar 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
42,190
|
$1,019,000 | — | 31 Mar 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.2%
|
41,411
|
$1,001,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.2%
|
40,651
|
$983,000 | — | 31 Mar 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.16%
|
32,528
|
$786,000 | — | 31 Mar 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.15%
|
29,928
|
$723,000 | — | 31 Mar 2018 | |
| Covington Capital Management |
13F
|
Company |
0.14%
|
28,400
|
$686,000 | — | 31 Mar 2018 | |
| Adirondack Research & Management Inc. |
13F
|
Company |
0.13%
|
26,400
|
$607,000 | — | 31 Mar 2018 | |
| Meridian Wealth Management, LLC |
13F
|
Company |
0.11%
|
21,830
|
$528,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
20,834
|
$504,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.1%
|
20,018
|
$484,000 | — | 31 Mar 2018 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
16,860
|
$407,000 | — | 31 Mar 2018 | |
| Bison Wealth, LLC |
13F
|
Company |
0.08%
|
16,411
|
$397,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
11,250
|
$272,000 | — | 31 Mar 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.05%
|
10,146
|
$245,000 | — | 31 Mar 2018 | |
| BLB&B Advisors, LLC |
13F
|
Company |
0.05%
|
9,949
|
$240,000 | — | 31 Mar 2018 | |
| XML SECURITIES, LLC |
13F
|
Company |
0.05%
|
9,750
|
$236,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.05%
|
9,622
|
$233,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.05%
|
9,506
|
$230,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
9,437
|
$228,000 | — | 31 Mar 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.04%
|
8,990
|
$217,000 | — | 31 Mar 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.04%
|
8,500
|
$205,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
8,484
|
$205,000 | — | 31 Mar 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.03%
|
6,453
|
$156,000 | — | 31 Mar 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.03%
|
5,898
|
$143,000 | — | 31 Mar 2018 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.02%
|
4,120
|
$100,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
3,056
|
$74,000 | — | 31 Mar 2018 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0.01%
|
2,150
|
$52,000 | — | 31 Mar 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
2,000
|
$48,000 | — | 31 Mar 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
1,418
|
$34,000 | — | 31 Mar 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,375
|
$33,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.01%
|
1,268
|
$31,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,000
|
$24,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
974
|
$24,000 | — | 31 Mar 2018 | |
| MONETA GROUP INVESTMENT ADVISORS LLC |
13F
|
Company |
0%
|
600
|
$15,000 | — | 31 Mar 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
513
|
$12,393 | — | 31 Mar 2018 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
125
|
$3,000 | — | 31 Mar 2018 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q2 2018
As of 30 Jun 2018,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,451,027 shares.
The largest 10 holders included
Oxbow Advisors, LLC, RAYMOND JAMES & ASSOCIATES, Lucia Wealth Services, LLC, Invesco Ltd., WELLS FARGO & COMPANY/MN, COHEN & STEERS INC, LPL Financial LLC, Raymond James Financial Services Advisors, Inc., FIRST FOUNDATION ADVISORS, and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
50
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
49
Q2 2018 holders
50
Holder diff
1
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.