Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / Preferred Stock
- Total 13F shares
- 1,811,006
- Total 13F value
- $48,298,191
- Share change
- -112,068
- SEC-reported price per share
- $26.67
- Number of holders
- 45
- Value change
- -$2,957,754
- Number of buys
- 23
- Number of sells
- 19
- Shares outstanding
- 20,411,114
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2017
Institutions
45
Top holders
10
DFP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Ownership snapshot
Top reported holders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Sep 2017
13F
Lead comparable stake: 1.5%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 1.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
1.5%
Invesco Ltd.
1.2%
WELLS FARGO & COMPANY/MN
0.73%
Raymond James Financial Services ...
0.62%
LPL Financial LLC
0.42%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
1.5%
|
$8,266,000
311,936 shares
|
— | 30 Sep 2017 |
| Invesco Ltd. |
13F
Company
|
1.2%
|
$6,669,000
251,664 shares
|
— | 30 Sep 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.73%
|
$3,966,000
149,675 shares
|
— | 30 Sep 2017 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
0.62%
|
$3,355,000
126,593 shares
|
— | 30 Sep 2017 |
| LPL Financial LLC |
13F
Company
|
0.42%
|
$2,272,000
85,730 shares
|
— | 30 Sep 2017 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
0.41%
|
$2,213,000
83,534 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
45
Shares
1,811,006
Rows available
45
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
40
Q4 2017 holders
45
Holder diff
5
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend