Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 841,206
- Share change
- -93,916
- Total reported value
- $9,355,673
- Price per share
- $11.12
- Number of holders
- 34
- Value change
- -$992,427
- Number of buys
- 8
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 33848E106?
CUSIP 33848E106 identifies PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848E106:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
153,637
|
$1,521,000 | — | 31 Mar 2020 | |
| Summit X, LLC |
13F
|
Company |
0.86%
|
111,601
|
$1,108,000 | — | 31 Mar 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.61%
|
79,360
|
$786,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.55%
|
71,108
|
$704,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
40,834
|
$404,000 | — | 31 Mar 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.31%
|
39,824
|
$394,000 | — | 31 Mar 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.3%
|
39,723
|
$393,000 | — | 31 Mar 2020 | |
| Covington Capital Management |
13F
|
Company |
0.28%
|
36,408
|
$360,000 | — | 31 Mar 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.27%
|
35,787
|
$354,000 | — | 31 Mar 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.26%
|
33,710
|
$334,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.25%
|
32,282
|
$320,000 | — | 31 Mar 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.24%
|
30,823
|
$305,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.17%
|
21,982
|
$217,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.13%
|
16,960
|
$168,000 | — | 31 Mar 2020 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.11%
|
14,799
|
$147,000 | — | 31 Mar 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
14,401
|
$143,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.1%
|
13,348
|
$132,000 | — | 31 Mar 2020 | |
| Lee Financial Co |
13F
|
Company |
0.1%
|
13,300
|
$132,000 | — | 31 Mar 2020 | |
| Quaker Wealth Management, LLC |
13F
|
Company |
0.1%
|
12,634
|
$125,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.1%
|
12,595
|
$125,000 | — | 31 Mar 2020 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$124,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
11,799
|
$117,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,457
|
$113,000 | — | 31 Mar 2020 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.09%
|
11,355
|
$112,000 | — | 31 Mar 2020 | |
| Spotlight Asset Group, Inc. |
13F
|
Company |
0.09%
|
11,085
|
$110,000 | — | 31 Mar 2020 | |
| Poehling Capital Management, INC. |
13F
|
Company |
0.08%
|
10,000
|
$99,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
9,470
|
$94,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$82,000 | — | 31 Mar 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.06%
|
7,300
|
$72,000 | — | 31 Mar 2020 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$69,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
4,515
|
$45,000 | — | 31 Mar 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,300
|
$12,870 | — | 31 Mar 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$12,870 | — | 31 Mar 2020 | |
| Firestone Capital Management |
13F
|
Company |
0.01%
|
1,000
|
$10,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
900
|
$9,000 | — | 31 Mar 2020 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.01%
|
888
|
$9,000 | — | 31 Mar 2020 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q2 2020
As of 30 Jun 2020,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
841,206 shares.
The largest 10 holders included
MORGAN STANLEY, Summit X, LLC, Private Advisor Group, LLC, UBS Group AG, D.A. DAVIDSON & CO., LPL Financial LLC, Covington Capital Management, FIFTH THIRD BANCORP, WELLS FARGO & COMPANY/MN, and US BANCORP \DE\.
This page lists
34
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
36
Q2 2020 holders
34
Holder diff
-2
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.