Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 813,010
- Share change
- +44,320
- Total reported value
- $9,675,131
- Price per share
- $11.90
- Number of holders
- 37
- Value change
- +$529,148
- Number of buys
- 13
- Number of sells
- 10
Report period
Q3 2020
Institutions
37
Top holders
10
PFO full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
152,389
|
$1,696,000 | — | 30 Jun 2020 | |
| Summit X, LLC |
13F
|
Company |
0.72%
|
93,552
|
$1,041,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.68%
|
88,476
|
$985,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.55%
|
71,994
|
$801,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.29%
|
37,854
|
$421,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.29%
|
37,847
|
$421,000 | — | 30 Jun 2020 | |
| Covington Capital Management |
13F
|
Company |
0.28%
|
36,408
|
$405,000 | — | 30 Jun 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.27%
|
35,787
|
$398,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
33,483
|
$373,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.23%
|
29,332
|
$326,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.16%
|
20,657
|
$229,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.13%
|
16,960
|
$188,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.13%
|
16,348
|
$182,000 | — | 30 Jun 2020 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.11%
|
14,888
|
$166,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
14,401
|
$160,000 | — | 30 Jun 2020 | |
| Lee Financial Co |
13F
|
Company |
0.1%
|
13,300
|
$148,000 | — | 30 Jun 2020 | |
| Quaker Wealth Management, LLC |
13F
|
Company |
0.1%
|
12,865
|
$143,000 | — | 30 Jun 2020 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$139,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,577
|
$129,000 | — | 30 Jun 2020 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.09%
|
11,355
|
$126,000 | — | 30 Jun 2020 | |
| Spotlight Asset Group, Inc. |
13F
|
Company |
0.08%
|
10,700
|
$119,000 | — | 30 Jun 2020 | |
| Poehling Capital Management, INC. |
13F
|
Company |
0.08%
|
10,000
|
$111,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
9,470
|
$105,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
8,730
|
$97,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$92,000 | — | 30 Jun 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.06%
|
7,300
|
$81,000 | — | 30 Jun 2020 | |
| S.A. Mason LLC |
13F
|
Company |
0.05%
|
7,000
|
$78,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
6,292
|
$70,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
4,432
|
$49,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.02%
|
1,995
|
$22,204 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.01%
|
1,810
|
$20,000 | — | 30 Jun 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
1,300
|
$14,469 | — | 30 Jun 2020 | |
| Firestone Capital Management |
13F
|
Company |
0.01%
|
1,000
|
$11,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
900
|
$9,000 | — | 30 Jun 2020 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q3 2020
As of 30 Sep 2020,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
813,010 shares.
The largest 10 holders included
MORGAN STANLEY, Private Advisor Group, LLC, UBS Group AG, First Allied Advisory Services, Inc., D.A. DAVIDSON & CO., Covington Capital Management, LPL Financial LLC, FIFTH THIRD BANCORP, US BANCORP \DE\, and WELLS FARGO & COMPANY/MN.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
34
Q3 2020 holders
37
Holder diff
3
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.