Security key
33848E106
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO)
CUSIP: 33848E106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 13,024,961
- Total 13F shares
- 896,012
- Share change
- -53,696
- Total reported value
- $10,953,798
- Price per share
- $12.23
- Number of holders
- 34
- Value change
- -$635,392
- Number of buys
- 11
- Number of sells
- 15
Report period
Q3 2019
Institutions
34
Top holders
10
PFO full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848E106
Recent filing periods:
Top shareholders of PFO - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.9%
|
249,437
|
$2,921,000 | — | 30 Jun 2019 | |
| Summit X, LLC |
13F
|
Company |
0.81%
|
105,643
|
$1,240,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.42%
|
54,996
|
$644,000 | — | 30 Jun 2019 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.35%
|
45,812
|
$537,000 | — | 30 Jun 2019 | |
| Covington Capital Management |
13F
|
Company |
0.3%
|
39,408
|
$462,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.29%
|
38,170
|
$447,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
37,558
|
$440,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.27%
|
35,346
|
$414,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.25%
|
32,469
|
$380,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
30,889
|
$362,000 | — | 30 Jun 2019 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
0.22%
|
29,157
|
$341,000 | — | 30 Jun 2019 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.15%
|
19,786
|
$232,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.14%
|
18,695
|
$219,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.14%
|
18,136
|
$212,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.13%
|
16,960
|
$198,000 | — | 30 Jun 2019 | |
| TRUE Private Wealth Advisors |
13F
|
Company |
0.13%
|
16,852
|
$197,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.13%
|
16,660
|
$196,000 | — | 30 Jun 2019 | |
| Lee Financial Co |
13F
|
Company |
0.1%
|
13,300
|
$156,000 | — | 30 Jun 2019 | |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC |
13F
|
Company |
0.1%
|
12,500
|
$146,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.1%
|
12,460
|
$146,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.1%
|
12,383
|
$145,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
11,627
|
$136,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
11,500
|
$133,000 | — | 30 Jun 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.09%
|
11,355
|
$133,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
8,304
|
$97,000 | — | 30 Jun 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.06%
|
7,300
|
$85,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
7,265
|
$85,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
6,719
|
$79,000 | — | 30 Jun 2019 | |
| Joseph P. Lucia & Associates, LLC |
13F
|
Company |
0.05%
|
6,000
|
$70,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
5,242
|
$61,000 | — | 30 Jun 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.03%
|
4,310
|
$50,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
3,388
|
$40,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,981
|
$35,000 | — | 30 Jun 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.02%
|
2,600
|
$30,524 | — | 30 Jun 2019 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0.02%
|
2,000
|
$23,422 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,300
|
$15,224 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$14,000 | — | 30 Jun 2019 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) as of Q3 2019
As of 30 Sep 2019,
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC - Common Stock (PFO) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
896,012 shares.
The largest 10 holders included
MORGAN STANLEY, Summit X, LLC, Private Advisor Group, LLC, FIFTH THIRD BANCORP, D.A. DAVIDSON & CO., Covington Capital Management, WELLS FARGO & COMPANY/MN, US BANCORP \DE\, First Allied Advisory Services, Inc., and LPL Financial LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
37
Q3 2019 holders
34
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.