Security key
338478100
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)
CUSIP: 338478100
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 48,175,150
- Total 13F shares
- 6,732,573
- Share change
- +240,659
- Total reported value
- $112,622,705
- Price per share
- $16.73
- Number of holders
- 87
- Value change
- +$3,823,092
- Number of buys
- 29
- Number of sells
- 45
Report period
Q4 2018
Institutions
87
Top holders
10
FFC full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 338478100
Recent filing periods:
Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
610,750
|
$11,128,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
0.98%
|
471,305
|
$8,588,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.93%
|
447,756
|
$8,158,000 | — | 30 Sep 2018 | |
| Covington Capital Management |
13F
|
Company |
0.87%
|
420,767
|
$7,666,000 | — | 30 Sep 2018 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.78%
|
373,757
|
$6,810,000 | — | 30 Sep 2018 | |
| Affiance Financial, LLC |
13F
|
Company |
0.7%
|
335,321
|
$6,110,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
314,506
|
$5,731,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.65%
|
313,383
|
$5,710,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.58%
|
281,776
|
$5,133,000 | — | 30 Sep 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.57%
|
274,794
|
$5,007,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.35%
|
166,606
|
$33,979,000 | — | 30 Sep 2018 | |
| NWAM LLC |
13F
|
Company |
0.34%
|
162,584
|
$2,962,000 | — | 30 Sep 2018 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.31%
|
149,415
|
$2,722,000 | — | 30 Sep 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.22%
|
106,971
|
$1,949,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.22%
|
106,035
|
$1,932,000 | — | 30 Sep 2018 | |
| Family Firm, Inc. |
13F
|
Company |
0.19%
|
92,009
|
$1,676,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.17%
|
84,033
|
$1,531,000 | — | 30 Sep 2018 | |
| Lucia Wealth Services, LLC |
13F
|
Company |
0.16%
|
78,060
|
$1,422,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.14%
|
65,500
|
$1,193,000 | — | 30 Sep 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.13%
|
63,249
|
$1,152,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.13%
|
61,376
|
$1,118,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
60,458
|
$1,102,000 | — | 30 Sep 2018 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0.1%
|
49,266
|
$898,000 | — | 30 Sep 2018 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
0.1%
|
48,750
|
$888,000 | — | 30 Sep 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.1%
|
48,456
|
$884,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.1%
|
46,013
|
$838,000 | — | 30 Sep 2018 | |
| Aevitas Wealth Management, Inc. |
13F
|
Company |
0.1%
|
45,993
|
$838,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
38,899
|
$709,000 | — | 30 Sep 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.08%
|
36,607
|
$667,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.07%
|
34,400
|
$626,000 | — | 30 Sep 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.06%
|
29,376
|
$536,000 | — | 30 Sep 2018 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.06%
|
29,075
|
$530,000 | — | 30 Sep 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
27,930
|
$508,000 | — | 30 Sep 2018 | |
| Titus Wealth Management |
13F
|
Company |
0.05%
|
25,500
|
$465,000 | — | 30 Sep 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
23,165
|
$422,000 | — | 30 Sep 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.04%
|
20,978
|
$381,000 | — | 30 Sep 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
19,990
|
$364,000 | — | 30 Sep 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
19,697
|
$359,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
17,436
|
$318,000 | — | 30 Sep 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.03%
|
16,060
|
$304,000 | — | 30 Sep 2018 | |
| Sigma Planning Corp |
13F
|
Company |
0.03%
|
15,532
|
$283,000 | — | 30 Sep 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
15,518
|
$282,000 | — | 30 Sep 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.03%
|
15,000
|
$273,000 | — | 30 Sep 2018 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
0.03%
|
14,015
|
$255,000 | — | 30 Sep 2018 | |
| Creative Planning |
13F
|
Company |
0.03%
|
13,982
|
$255,000 | — | 30 Sep 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
13,885
|
$253,000 | — | 30 Sep 2018 | |
| Belpointe Asset Management LLC |
13F
|
Company |
0.03%
|
13,840
|
$252,000 | — | 30 Sep 2018 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.03%
|
13,642
|
$249,000 | — | 30 Sep 2018 | |
| Clarus Wealth Advisors |
13F
|
Company |
0.03%
|
13,333
|
$243,000 | — | 30 Sep 2018 | |
| SUN LIFE FINANCIAL INC |
13F
|
Company |
0.02%
|
11,500
|
$210,000 | — | 30 Sep 2018 |
Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q4 2018
As of 31 Dec 2018,
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,732,573 shares.
The largest 10 holders included
American Financial Advisors, LLC, BANK OF AMERICA CORP /DE/, Invesco Ltd., SIT INVESTMENT ASSOCIATES INC, Covington Capital Management, Oxbow Advisors, LLC, Affiance Financial, LLC, COHEN & STEERS INC, ROYAL BANK OF CANADA, and MORGAN STANLEY.
This page lists
87
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
81
Q4 2018 holders
87
Holder diff
6
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.