Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC)

Q: What does CUSIP 338478100 represent in this 13F holders report?

CUSIP 338478100 is the security identifier for FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common used to aggregate holder disclosures.

Q: How many institutions held FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in Q1 2017?

71 institutional investors reported FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common for Q1 2017. Use the holders table for investor-level position and value details.

CUSIP: 338478100

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / Common
Shares outstanding: 48,175,150
Total 13F shares: 4,650,650
Share change: +164,832
Total reported value: $95,574,544
Price per share: $20.55
Number of holders: 71
Value change: +$3,713,611
Number of buys: 28
Number of sells: 40

Quarterly Holders Quick Answers

What is CUSIP 338478100?
CUSIP 338478100 identifies FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 338478100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FFC - Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
ROYAL BANK OF CANADA	13F	Company	0.98%	472,910	$8,909,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.78%	374,683	$7,059,000	—	31 Dec 2016	13F
MORGAN STANLEY	13F	Company	0.72%	345,439	$6,509,000	—	31 Dec 2016	13F
Covington Capital Management	13F	Company	0.71%	341,988	$6,443,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	0.46%	219,576	$4,295,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	0.46%	222,725	$4,196,000	—	31 Dec 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.46%	221,180	$4,167,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.41%	198,348	$3,737,000	—	31 Dec 2016	13F
IFC Holdings Incorporated/FL	13F	Company	0.38%	184,101	$3,470,000	—	31 Dec 2016	13F
NWAM LLC	13F	Company	0.35%	168,154	$3,168,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	0.3%	142,676	$2,688,000	—	31 Dec 2016	13F
Laurion Capital Management LP	13F	Company	0.28%	133,519	$2,515,000	—	31 Dec 2016	13F
Oxbow Advisors, LLC	13F	Company	0.28%	133,049	$2,507,000	—	31 Dec 2016	13F
Advisor Group, Inc.	13F	Company	0.23%	109,188	$2,057,000	—	31 Dec 2016	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	0.2%	98,018	$1,846,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.19%	93,159	$1,755,000	—	31 Dec 2016	13F
NATIONAL PLANNING CORP	13F	Company	0.16%	78,715	$1,565,000	—	31 Dec 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.14%	69,388	$1,307,000	—	31 Dec 2016	13F
Family Firm, Inc.	13F	Company	0.14%	67,477	$1,271,000	—	31 Dec 2016	13F
BB&T SECURITIES, LLC	13F	Company	0.11%	51,971	$1,081,000	—	31 Dec 2016	13F
TIEMANN INVESTMENT ADVISORS, LLC	13F	Company	0.11%	55,050	$1,037,000	—	31 Dec 2016	13F
Cetera Advisor Networks LLC	13F	Company	0.1%	47,994	$903,000	—	31 Dec 2016	13F
HighTower Advisors, LLC	13F	Company	0.1%	46,425	$874,000	—	31 Dec 2016	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.1%	45,830	$863,000	—	31 Dec 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.08%	39,154	$738,000	—	31 Dec 2016	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.08%	37,000	$697,000	—	31 Dec 2016	13F
Private Advisor Group, LLC	13F	Company	0.07%	34,676	$676,000	—	31 Dec 2016	13F
BARD ASSOCIATES INC	13F	Company	0.07%	34,600	$652,000	—	31 Dec 2016	13F
EDMOND DE ROTHSCHILD HOLDING S.A.	13F	Company	0.07%	34,240	$645,000	—	31 Dec 2016	13F
Bruderman Asset Management, LLC	13F	Company	0.07%	32,112	$605,000	—	31 Dec 2016	13F
OPPENHEIMER & CO INC	13F	Company	0.05%	24,868	$469,000	—	31 Dec 2016	13F
Sigma Planning Corp	13F	Company	0.05%	23,538	$443,000	—	31 Dec 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	22,490	$423,000	—	31 Dec 2016	13F
Virtu KCG Holdings LLC	13F	Company	0.04%	19,197	$362,000	—	31 Dec 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.03%	15,981	$301,000	—	31 Dec 2016	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	0.03%	15,000	$283,000	—	31 Dec 2016	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	14,857	$279,000	—	31 Dec 2016	13F
First Allied Advisory Services, Inc.	13F	Company	0.03%	14,775	$278,000	—	31 Dec 2016	13F
IFP Advisors, Inc	13F	Company	0.03%	14,179	$267,000	—	31 Dec 2016	13F
INVESTMENT CENTERS OF AMERICA INC	13F	Company	0.03%	13,589	$255,000	—	31 Dec 2016	13F
Creative Planning	13F	Company	0.03%	13,164	$248,000	—	31 Dec 2016	13F
US BANCORP \DE\	13F	Company	0.02%	10,985	$207,000	—	31 Dec 2016	13F
Weiss Asset Management LP	13F	Company	0.02%	10,622	$200,000	—	31 Dec 2016	13F
TWO SIGMA SECURITIES, LLC	13F	Company	0.02%	10,599	$200,000	—	31 Dec 2016	13F
WFG Advisors, LP	13F	Company	0.02%	10,443	$197,000	—	31 Dec 2016	13F
COHEN & STEERS, INC.	13F	Company	0.02%	7,717	$145,000	—	31 Dec 2016	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.01%	5,325	$100,000	—	31 Dec 2016	13F
People's United Financial, Inc.	13F	Company	0.01%	4,954	$93,000	—	31 Dec 2016	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0.01%	4,406	$83,010	—	31 Dec 2016	13F
SYNOVUS FINANCIAL CORP	13F	Company	0.01%	4,256	$80,000	—	31 Dec 2016	13F

Institutional Holders of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) as of Q1 2017

As of 31 Mar 2017, Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC - Common (FFC) was held by 71 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,650,650 shares. The largest 10 holders included BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, Covington Capital Management, MORGAN STANLEY, Commonwealth Equity Services, Inc, Invesco Ltd., LPL Financial LLC, IFC Holdings Incorporated/FL, WELLS FARGO & COMPANY/MN, and NWAM LLC. This page lists 71 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

-5

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.