Security key
33766Y100
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 444,850
- Total 13F value
- $2,117,000
- Share change
- +88,019
- Put/Call ratio
- 43%
- SEC-reported price per share
- $4.74
- Number of holders
- 16
- Value change
- +$413,851
- Number of buys
- 7
- Number of sells
- 3
- Shares outstanding
- 6,904,180
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
16
Top holders
10
SVVC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Firsthand Technology Value Fund, Inc. SEC filings
Firsthand Technology Value Fund, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 33766Y100
Recent filing periods:
Ownership snapshot
Top reported holders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Geneos Wealth Management ...
Disclosed value leader
Geneos Wealth Management ...
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 1.4%
Showing 1-6 of 15 holder rows.
Quick read
Geneos Wealth Management Inc. leads the comparable SEC ownership view at 1.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Geneos Wealth Management Inc.'s linked filing trail.
Comparable ownership
Top 5
Geneos Wealth Management Inc.
1.4%
Yakira Capital Management, Inc.
1.2%
Game Plan Financial Advisors, LLC
0.99%
OSAIC HOLDINGS, INC.
0.7%
Independent Advisor Alliance
0.35%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. |
13F
Company
|
1.4%
|
$557,000
97,465 shares
|
— | 30 Jun 2021 |
| Yakira Capital Management, Inc. |
13F
Company
|
1.2%
|
$484,000
84,909 shares
|
— | 30 Jun 2021 |
| Game Plan Financial Advisors, LLC |
13F
Company
|
0.99%
|
$389,000
68,316 shares
|
— | 30 Jun 2021 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.7%
|
$274,000
47,992 shares
|
— | 30 Jun 2021 |
| Independent Advisor Alliance |
13F
Company
|
0.35%
|
$137,000
24,100 shares
|
— | 30 Jun 2021 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
0.16%
|
$63,000
11,000 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
16
Shares
444,850
Rows available
16
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
15
Q3 2021 holders
16
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend