Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 357,203
- Share change
- -30,361
- Total reported value
- $2,038,000
- Put/Call ratio
- 62%
- Price per share
- $5.72
- Number of holders
- 15
- Value change
- -$161,103
- Number of buys
- 2
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. |
13F
|
Company |
1.5%
|
100,266
|
$641,000 | — | 31 Mar 2021 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.2%
|
84,909
|
$455,000 | — | 31 Mar 2021 | |
| Game Plan Financial Advisors, LLC |
13F
|
Company |
0.8%
|
55,316
|
$301,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.69%
|
47,933
|
$256,000 | — | 31 Mar 2021 | |
| Kevin M. Landis |
3/4/5
|
President, Director |
—
class O/S missing
|
681,945
|
$204,992 | — | 10 Jun 2021 | |
| Independent Advisor Alliance |
13F
|
Company |
0.35%
|
24,143
|
$129,000 | — | 31 Mar 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.27%
|
18,449
|
$100,000 | — | 31 Mar 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.24%
|
16,896
|
$91,000 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,024
|
$59,000 | — | 31 Mar 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.12%
|
8,571
|
$46,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
4,703
|
$25,000 | — | 31 Mar 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.06%
|
4,318
|
$23,000 | — | 31 Mar 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.06%
|
4,100
|
$22,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
2,900
|
$16,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
2,054
|
$11,000 | — | 31 Mar 2021 | |
| McCarthy Asset Management, Inc. |
13F
|
Company |
0.01%
|
850
|
$5,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
784
|
$4,000 | — | 31 Mar 2021 | |
| SVB WEALTH LLC |
13F
|
Company |
0.01%
|
372
|
$1,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
255
|
$1,000 | — | 31 Mar 2021 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2021
As of 30 Jun 2021,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
357,203 shares.
The largest 10 holders included
Geneos Wealth Management Inc., Yakira Capital Management, Inc., Game Plan Financial Advisors, LLC, OSAIC HOLDINGS, INC., Independent Advisor Alliance, Raymond James Financial Services Advisors, Inc., Thomas J. Herzfeld Advisors, Inc., WELLS FARGO & COMPANY/MN, GROUP ONE TRADING, L.P., and ROYAL BANK OF CANADA.
This page lists
15
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
18
Q2 2021 holders
15
Holder diff
-3
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.