Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 530,206
- Share change
- +26,009
- Total reported value
- $2,126,000
- Put/Call ratio
- 0%
- Price per share
- $4.00
- Number of holders
- 15
- Value change
- +$83,087
- Number of buys
- 3
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. |
13F
|
Company |
1.4%
|
97,272
|
$471,000 | — | 30 Sep 2021 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.2%
|
84,909
|
$402,000 | — | 30 Sep 2021 | |
| Game Plan Financial Advisors, LLC |
13F
|
Company |
0.99%
|
68,316
|
$323,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.84%
|
57,949
|
$275,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.71%
|
48,687
|
$230,000 | — | 30 Sep 2021 | |
| Kevin M. Landis |
3/4/5
|
President, Director |
—
class O/S missing
|
681,945
|
$204,992 | — | 10 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.42%
|
29,283
|
$139,000 | — | 30 Sep 2021 | |
| Independent Advisor Alliance |
13F
|
Company |
0.35%
|
24,100
|
$114,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,000
|
$52,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.12%
|
8,571
|
$41,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
4,186
|
$20,000 | — | 30 Sep 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.05%
|
3,790
|
$18,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
2,600
|
$12,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
2,061
|
$10,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
874
|
$4,000 | — | 30 Sep 2021 | |
| McCarthy Asset Management, Inc. |
13F
|
Company |
0.01%
|
850
|
$4,000 | — | 30 Sep 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
402
|
$2,000 | — | 30 Sep 2021 | |
| SVB WEALTH LLC |
13F
|
Company |
0.01%
|
372
|
$1,000 | — | 30 Sep 2021 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q4 2021
As of 31 Dec 2021,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
530,206 shares.
The largest 10 holders included
SUSQUEHANNA INTERNATIONAL GROUP, LLP, Geneos Wealth Management Inc., Yakira Capital Management, Inc., Eschler Asset Management LLP, ADVISOR GROUP HOLDINGS, INC., Game Plan Financial Advisors, LLC, Independent Advisor Alliance, Raymond James Financial Services Advisors, Inc., Thomas J. Herzfeld Advisors, Inc., and UBS Group AG.
This page lists
15
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
16
Q4 2021 holders
15
Holder diff
-1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.