Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q4 2021?

15 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q4 2021. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q4 2021 13F Holders as of 31 Dec 2021

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 530,206
Total 13F value: $2,126,000
Share change: +26,009
Put/Call ratio: 0%
SEC-reported price per share: $4.00
Number of holders: 15
Value change: +$83,087
Number of buys: 3
Number of sells: 7
Shares outstanding: 6,904,180

Security key

33766Y100

Report period

Q4 2021

Institutions

Top holders

SVVC full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2022 Previous quarter: Q3 2021 Firsthand Technology Value Fund, Inc. SEC filings Firsthand Technology Value Fund, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 33766Y100

Newer quarter: Q1 2022 Previous quarter: Q3 2021

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Geneos Wealth Management ...

Disclosed value leader

Geneos Wealth Management ...

Comparable rows

15/15

Latest evidence

30 Sep 2021

13F Lead comparable stake: 1.4% Showing 1-6 of 15 holder rows.

Quick read

Geneos Wealth Management Inc. leads the comparable SEC ownership view at 1.4%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Geneos Wealth Management Inc.'s linked filing trail.

Comparable ownership Top 5

Geneos Wealth Management Inc. 1.4%

Yakira Capital Management, Inc. 1.2%

Game Plan Financial Advisors, LLC 0.99%

SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.84%

OSAIC HOLDINGS, INC. 0.71%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Geneos Wealth Management Inc.	13F Company 13F	1.4%	$471,000 97,272 shares	—	30 Sep 2021
Yakira Capital Management, Inc.	13F Company 13F	1.2%	$402,000 84,909 shares	—	30 Sep 2021
Game Plan Financial Advisors, LLC	13F Company 13F	0.99%	$323,000 68,316 shares	—	30 Sep 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F Company 13F	0.84%	$275,000 57,949 shares	—	30 Sep 2021
OSAIC HOLDINGS, INC.	13F Company 13F	0.71%	$230,000 48,687 shares	—	30 Sep 2021
CITADEL ADVISORS LLC	13F Company 13F	0.42%	$139,000 29,283 shares	—	30 Sep 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

530,206

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders

Q4 2021 holders

Holder diff

-1

Investor	Q3 2021 Shares	Q4 2021 Shares	Share Diff	Share Chg %	Q3 2021 value	Q4 2021 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend