Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 387,564
- Share change
- +32,416
- Total reported value
- $2,185,000
- Put/Call ratio
- 15%
- Price per share
- $5.36
- Number of holders
- 18
- Value change
- +$190,467
- Number of buys
- 9
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. |
13F
|
Company |
1.4%
|
97,666
|
$523,000 | — | 31 Dec 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.2%
|
84,909
|
$380,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.68%
|
46,941
|
$210,000 | — | 31 Dec 2020 | |
| Game Plan Financial Advisors, LLC |
13F
|
Company |
0.53%
|
36,865
|
$163,000 | — | 31 Dec 2020 | |
| Independent Advisor Alliance |
13F
|
Company |
0.36%
|
24,900
|
$111,000 | — | 31 Dec 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
19,078
|
$85,000 | — | 31 Dec 2020 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.21%
|
14,334
|
$62,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,024
|
$49,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
6,347
|
$28,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
4,925
|
$22,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
2,718
|
$12,000 | — | 31 Dec 2020 | |
| McCarthy Asset Management, Inc. |
13F
|
Company |
0.02%
|
1,200
|
$5,000 | — | 31 Dec 2020 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
778
|
$3,000 | — | 31 Dec 2020 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
500
|
$2,000 | — | 31 Dec 2020 | |
| SVB WEALTH LLC |
13F
|
Company |
0.01%
|
372
|
$1,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
291
|
$1,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
200
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2021
As of 31 Mar 2021,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
387,564 shares.
The largest 10 holders included
Geneos Wealth Management Inc., Yakira Capital Management, Inc., Game Plan Financial Advisors, LLC, ADVISOR GROUP HOLDINGS, INC., Independent Advisor Alliance, CITADEL ADVISORS LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Raymond James Financial Services Advisors, Inc., Thomas J. Herzfeld Advisors, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
18
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
15
Q1 2021 holders
18
Holder diff
3
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.