Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q1 2021?

18 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q1 2021. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q1 2021 13F Holders as of 31 Mar 2021

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 387,564
Total 13F value: $2,185,000
Share change: +32,416
Put/Call ratio: 15%
SEC-reported price per share: $5.36
Number of holders: 18
Value change: +$190,467
Number of buys: 9
Number of sells: 6
Shares outstanding: 6,904,180

Security key

33766Y100

Report period

Q1 2021

Institutions

Top holders

SVVC full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2021 Previous quarter: Q4 2020 Firsthand Technology Value Fund, Inc. SEC filings Firsthand Technology Value Fund, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 33766Y100

Newer quarter: Q2 2021 Previous quarter: Q4 2020

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top reported holders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Geneos Wealth Management ...

Disclosed value leader

Geneos Wealth Management ...

Comparable rows

15/15

Latest evidence

31 Dec 2020

13F Lead comparable stake: 1.4% Showing 1-6 of 15 holder rows.

Quick read

Geneos Wealth Management Inc. leads the comparable SEC ownership view at 1.4%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Geneos Wealth Management Inc.'s linked filing trail.

Comparable ownership Top 5

Geneos Wealth Management Inc. 1.4%

Yakira Capital Management, Inc. 1.2%

OSAIC HOLDINGS, INC. 0.68%

Game Plan Financial Advisors, LLC 0.53%

Independent Advisor Alliance 0.36%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Geneos Wealth Management Inc.	13F Company 13F	1.4%	$523,000 97,666 shares	—	31 Dec 2020
Yakira Capital Management, Inc.	13F Company 13F	1.2%	$380,000 84,909 shares	—	31 Dec 2020
OSAIC HOLDINGS, INC.	13F Company 13F	0.68%	$210,000 46,941 shares	—	31 Dec 2020
Game Plan Financial Advisors, LLC	13F Company 13F	0.53%	$163,000 36,865 shares	—	31 Dec 2020
Independent Advisor Alliance	13F Company 13F	0.36%	$111,000 24,900 shares	—	31 Dec 2020
Thomas J. Herzfeld Advisors, Inc.	13F Company 13F	0.28%	$85,000 19,078 shares	—	31 Dec 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

387,564

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders

Q1 2021 holders

Holder diff

Investor	Q4 2020 Shares	Q1 2021 Shares	Share Diff	Share Chg %	Q4 2020 value	Q1 2021 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend