Security key
33766Y100
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 913,565
- Share change
- +71,959
- Total reported value
- $8,504,019
- Put/Call ratio
- 92%
- Price per share
- $9.31
- Number of holders
- 25
- Value change
- +$548,557
- Number of buys
- 13
- Number of sells
- 8
Report period
Q2 2019
Institutions
25
Top holders
10
SVVC full security history
Newer quarter: Q3 2019
Previous quarter: Q1 2019
Firsthand Technology Value Fund, Inc. SEC filings
Firsthand Technology Value Fund, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 33766Y100
Recent filing periods:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Biltmore Capital Advisors LLC |
13F
|
Company |
4.4%
|
305,843
|
$4,059,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.5%
|
104,137
|
$1,381,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.1%
|
72,817
|
$966,000 | — | 31 Mar 2019 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.98%
|
67,969
|
$902,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.64%
|
44,248
|
$587,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.58%
|
39,822
|
$528,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.51%
|
34,969
|
$464,000 | — | 31 Mar 2019 | |
| StoneX Group Inc. |
13F
|
Company |
0.41%
|
28,210
|
$374,000 | — | 31 Mar 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.39%
|
27,164
|
$360,000 | — | 31 Mar 2019 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.31%
|
21,593
|
$287,000 | — | 31 Mar 2019 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.25%
|
17,300
|
$230,000 | — | 31 Mar 2019 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.21%
|
14,698
|
$195,000 | — | 31 Mar 2019 | |
| Independent Advisor Alliance |
13F
|
Company |
0.17%
|
11,900
|
$158,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
11,427
|
$152,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,024
|
$146,000 | — | 31 Mar 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
0.15%
|
10,236
|
$136,000 | — | 31 Mar 2019 | |
| Cordasco Financial Network |
13F
|
Company |
0.04%
|
3,052
|
$41,000 | — | 31 Mar 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.04%
|
2,966
|
$39,000 | — | 31 Mar 2019 | |
| FIRST HAWAIIAN BANK |
13F
|
Company |
0.04%
|
2,660
|
$35,000 | — | 31 Mar 2019 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.04%
|
2,500
|
$33,000 | — | 31 Mar 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
2,500
|
$33,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
2,400
|
$32,000 | — | 31 Mar 2019 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
0.01%
|
502
|
$7,000 | — | 31 Mar 2019 | |
| Legacy Advisors, LLC |
13F
|
Company |
0%
|
309
|
$4,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0%
|
200
|
$3,000 | — | 31 Mar 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0%
|
166
|
$2,000 | — | 31 Mar 2019 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$2,000 | — | 31 Mar 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
114
|
$2,000 | — | 31 Mar 2019 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Mar 2019 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
2
|
$26 | — | 31 Mar 2019 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2019
As of 30 Jun 2019,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
913,565 shares.
The largest 10 holders included
Biltmore Capital Advisors LLC, Geneos Wealth Management Inc., Yakira Capital Management, Inc., Thomas J. Herzfeld Advisors, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, INTL FCSTONE INC., ROYAL BANK OF CANADA, Ancora Advisors, LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., and CSS LLC/IL.
This page lists
25
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
29
Q2 2019 holders
25
Holder diff
-4
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.