Security key
33766Y100
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 912,979
- Share change
- +2,014
- Total reported value
- $6,986,015
- Put/Call ratio
- 94%
- Price per share
- $7.64
- Number of holders
- 24
- Value change
- -$57,366
- Number of buys
- 11
- Number of sells
- 8
Report period
Q3 2019
Institutions
24
Top holders
10
SVVC full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Firsthand Technology Value Fund, Inc. SEC filings
Firsthand Technology Value Fund, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 33766Y100
Recent filing periods:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Biltmore Capital Advisors LLC |
13F
|
Company |
4.5%
|
312,157
|
$2,906,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.5%
|
104,137
|
$969,000 | — | 30 Jun 2019 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.1%
|
78,573
|
$732,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
1.1%
|
72,817
|
$678,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.99%
|
68,614
|
$639,000 | — | 30 Jun 2019 | |
| StoneX Group Inc. |
13F
|
Company |
0.64%
|
43,924
|
$409,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.59%
|
40,434
|
$376,000 | — | 30 Jun 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
0.55%
|
38,000
|
$354,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.51%
|
35,201
|
$328,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.44%
|
30,499
|
$284,000 | — | 30 Jun 2019 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.41%
|
28,500
|
$265,000 | — | 30 Jun 2019 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.21%
|
14,698
|
$137,000 | — | 30 Jun 2019 | |
| Independent Advisor Alliance |
13F
|
Company |
0.2%
|
13,901
|
$129,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.18%
|
12,424
|
$116,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
9,397
|
$87,000 | — | 30 Jun 2019 | |
| Cordasco Financial Network |
13F
|
Company |
0.04%
|
3,052
|
$28,000 | — | 30 Jun 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.04%
|
2,500
|
$23,000 | — | 30 Jun 2019 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.03%
|
2,400
|
$22,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
906
|
$9,000 | — | 30 Jun 2019 | |
| Sterling Investment Advisors, Ltd. |
13F
|
Company |
0.01%
|
800
|
$7,000 | — | 30 Jun 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
328
|
$3,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Jun 2019 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$2,000 | — | 30 Jun 2019 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 30 Jun 2019 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
2
|
$19 | — | 30 Jun 2019 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2019
As of 30 Sep 2019,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
912,979 shares.
The largest 10 holders included
Biltmore Capital Advisors LLC, Geneos Wealth Management Inc., Yakira Capital Management, Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, Thomas J. Herzfeld Advisors, Inc., INTL FCSTONE INC., Ancora Advisors, LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., ROYAL BANK OF CANADA, and CSS LLC/IL.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
25
Q3 2019 holders
24
Holder diff
-1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.