Security key
33766Y100
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q1 2019 13F Holders as of 31 Mar 2019
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 840,865
- Total 13F value
- $11,157,026
- Share change
- +408,363
- SEC-reported price per share
- $13.27
- Number of holders
- 29
- Value change
- +$5,521,046
- Number of buys
- 14
- Number of sells
- 9
- Shares outstanding
- 6,904,180
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2019
Institutions
29
Top holders
10
SVVC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Firsthand Technology Value Fund, Inc. SEC filings
Firsthand Technology Value Fund, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 33766Y100
Recent filing periods:
Ownership snapshot
Top reported holders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Geneos Wealth Management ...
Disclosed value leader
Geneos Wealth Management ...
Comparable rows
15/15
Latest evidence
31 Dec 2018
13F
Lead comparable stake: 1.5%
Showing 1-6 of 15 holder rows.
Quick read
Geneos Wealth Management Inc. leads the comparable SEC ownership view at 1.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Geneos Wealth Management Inc.'s linked filing trail.
Comparable ownership
Top 5
Geneos Wealth Management Inc.
1.5%
Yakira Capital Management, Inc.
0.97%
LADENBURG THALMANN FINANCIAL SERV...
0.62%
ROYAL BANK OF CANADA
0.58%
Thomas J. Herzfeld Advisors, Inc.
0.55%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. |
13F
Company
|
1.5%
|
$1,130,000
104,247 shares
|
— | 31 Dec 2018 |
| Yakira Capital Management, Inc. |
13F
Company
|
0.97%
|
$747,000
66,674 shares
|
— | 31 Dec 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.62%
|
$476,000
42,462 shares
|
— | 31 Dec 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.58%
|
$448,000
40,020 shares
|
— | 31 Dec 2018 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0.55%
|
$424,000
37,849 shares
|
— | 31 Dec 2018 |
| StoneX Group Inc. |
13F
Company
|
0.38%
|
$296,000
26,455 shares
|
— | 31 Dec 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
29
Shares
840,865
Rows available
29
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2019 vs Q1 2026 Across Filers
Q1 2026 holders
2
Q1 2019 holders
29
Holder diff
27
| Investor | Q1 2026 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend