Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 1,523,364
- Share change
- -31,686
- Total reported value
- $12,781,017
- Price per share
- $8.39
- Number of holders
- 25
- Value change
- -$261,926
- Number of buys
- 5
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
765,944
|
$6,097,000 | — | 31 Mar 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
3.7%
|
256,186
|
$2,039,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.3%
|
93,132
|
$741,000 | — | 31 Mar 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.2%
|
85,341
|
$680,000 | — | 31 Mar 2017 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.96%
|
66,400
|
$529,000 | — | 31 Mar 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
0.68%
|
46,660
|
$371,000 | — | 31 Mar 2017 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
0.66%
|
45,844
|
$365,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.57%
|
39,465
|
$314,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.52%
|
36,058
|
$288,000 | — | 31 Mar 2017 | |
| M Holdings Securities, Inc. |
13F
|
Company |
0.38%
|
26,000
|
$207,000 | — | 31 Mar 2017 | |
| PRECEPT MANAGEMENT LLC |
13F
|
Company |
0.36%
|
25,000
|
$199,000 | — | 31 Mar 2017 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.36%
|
24,839
|
$198,000 | — | 31 Mar 2017 | |
| FT Options LLC |
13F
|
Company |
0.32%
|
22,238
|
$177,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,000
|
$88,000 | — | 31 Mar 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.09%
|
6,529
|
$52,000 | — | 31 Mar 2017 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
2,190
|
$17,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
1,947
|
$16,000 | — | 31 Mar 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
858
|
$6,000 | — | 31 Mar 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
836
|
$6,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
510
|
$4,000 | — | 31 Mar 2017 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
403
|
$3,000 | — | 31 Mar 2017 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$1,000 | — | 31 Mar 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
68
|
$1,000 | — | 31 Mar 2017 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
2
|
$16 | — | 31 Mar 2017 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2017
As of 30 Jun 2017,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,523,364 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, Geneos Wealth Management Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Radcliffe Capital Management, L.P., EQUITEC PROPRIETARY MARKETS, LLC, ROYAL BANK OF CANADA, LADENBURG THALMANN FINANCIAL SERVICES INC., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and M Holdings Securities, Inc..
This page lists
25
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
24
Q2 2017 holders
25
Holder diff
1
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.