Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / Common Stock, par value $0.001 per share
-
Shares outstanding
-
6,904,180
-
Total 13F shares
-
1,428,077
-
Share change
-
-86,373
-
Total reported value
-
$11,429,016
-
Price per share
-
$8.00
-
Number of holders
-
23
-
Value change
-
-$713,142
-
Number of buys
-
7
-
Number of sells
-
11
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2017
As of 30 Sep 2017,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,428,077 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, Geneos Wealth Management Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Radcliffe Capital Management, L.P., LADENBURG THALMANN FINANCIAL SERVICES INC., EQUITEC PROPRIETARY MARKETS, LLC, ROYAL BANK OF CANADA, Yakira Capital Management, Inc., and M Holdings Securities, Inc..
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.