Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 1,557,570
- Share change
- +60,850
- Total reported value
- $12,398,016
- Price per share
- $7.96
- Number of holders
- 24
- Value change
- +$490,340
- Number of buys
- 7
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
10%
|
720,457
|
$5,526,000 | — | 31 Dec 2016 | |
| Bulldog Investors, LLP |
13F
|
Company |
4%
|
278,489
|
$2,136,000 | — | 31 Dec 2016 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
1.4%
|
97,625
|
$749,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.2%
|
85,341
|
$655,000 | — | 31 Dec 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
0.75%
|
51,660
|
$396,000 | — | 31 Dec 2016 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
0.66%
|
45,844
|
$352,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.54%
|
37,565
|
$288,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.52%
|
36,174
|
$277,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.38%
|
26,423
|
$203,000 | — | 31 Dec 2016 | |
| M Holdings Securities, Inc. |
13F
|
Company |
0.38%
|
26,000
|
$199,000 | — | 31 Dec 2016 | |
| PRECEPT MANAGEMENT LLC |
13F
|
Company |
0.36%
|
25,000
|
$192,000 | — | 31 Dec 2016 | |
| FT Options LLC |
13F
|
Company |
0.32%
|
22,238
|
$171,000 | — | 31 Dec 2016 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.31%
|
21,139
|
$162,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,000
|
$84,000 | — | 31 Dec 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.14%
|
9,424
|
$72,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
539
|
$4,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
510
|
$4,000 | — | 31 Dec 2016 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.01%
|
403
|
$3,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
231
|
$2,000 | — | 31 Dec 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$1,000 | — | 31 Dec 2016 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
7
|
$1,000 | — | 31 Dec 2016 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
2
|
$15 | — | 31 Dec 2016 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2017
As of 31 Mar 2017,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,557,570 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, Geneos Wealth Management Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, EQUITEC PROPRIETARY MARKETS, LLC, Ancora Advisors, LLC, Radcliffe Capital Management, L.P., ROYAL BANK OF CANADA, LADENBURG THALMANN FINANCIAL SERVICES INC., and M Holdings Securities, Inc..
This page lists
24
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
22
Q1 2017 holders
24
Holder diff
2
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.