Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / Common Stock, par value $0.001 per share
-
Shares outstanding
-
6,904,180
-
Total 13F shares
-
1,496,115
-
Share change
-
+44,606
-
Total reported value
-
$11,475,015
-
Price per share
-
$7.67
-
Number of holders
-
22
-
Value change
-
+$341,225
-
Number of buys
-
7
-
Number of sells
-
8
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q4 2016
As of 31 Dec 2016,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,496,115 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, EQUITEC PROPRIETARY MARKETS, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Ancora Advisors, LLC, Radcliffe Capital Management, L.P., ROYAL BANK OF CANADA, LADENBURG THALMANN FINANCIAL SERVICES INC., MORGAN STANLEY, and M Holdings Securities, Inc..
This page lists
22
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.