Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q3 2016?

19 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q3 2016. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 6,904,180
Total 13F shares: 1,426,351
Share change: -47,185
Total reported value: $11,192,016
Put/Call ratio: 70%
Price per share: $7.85
Number of holders: 19
Value change: -$348,020
Number of buys: 4
Number of sells: 10

Quarterly Holders Quick Answers

What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 33766Y100:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
WELLS FARGO & COMPANY/MN	13F	Company	8.5%	589,145	$4,387,000	—	30 Jun 2016	13F
Bulldog Investors, LLP	13F	Company	4.6%	316,141	$2,354,000	—	30 Jun 2016	13F
EQUITEC PROPRIETARY MARKETS, LLC	13F	Company	1.9%	128,864	$959,000	—	30 Jun 2016	13F
Ancora Advisors LLC	13F	Company	1.6%	107,501	$800,000	—	30 Jun 2016	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	1.2%	85,341	$635,000	—	30 Jun 2016	13F
Radcliffe Capital Management, L.P.	13F	Company	0.66%	45,844	$341,000	—	30 Jun 2016	13F
ICON ADVISERS INC/CO	13F	Company	0.53%	36,800	$274,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.52%	35,740	$266,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.47%	32,727	$244,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	0.4%	27,745	$206,000	—	30 Jun 2016	13F
FT Options LLC	13F	Company	0.32%	22,238	$165,000	—	30 Jun 2016	13F
Yakira Capital Management, Inc.	13F	Company	0.31%	21,139	$157,000	—	30 Jun 2016	13F
Jefferies Group LLC	13F	Company	0.3%	21,021	$157,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	0.03%	1,727	$13,000	—	30 Jun 2016	13F
Creative Planning	13F	Company	0.01%	510	$4,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	356	$3,000	—	30 Jun 2016	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	298	$2,000	—	30 Jun 2016	13F
Sutton Wealth Advisors Inc.	13F	Company	0%	169	$1,258	—	30 Jun 2016	13F
Asset Planning Services, Ltd.	13F	Company	0%	165	$1,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	0%	137	$1,000	—	30 Jun 2016	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	0%	86	$1,000	—	30 Jun 2016	13F
PATHSTONE FAMILY OFFICE, LLC	13F	Company	0%	81	$1,000	—	30 Jun 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	7	$1,000	—	30 Jun 2016	13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2016

As of 30 Sep 2016, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 19 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,426,351 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, Bulldog Investors, LLC, EQUITEC PROPRIETARY MARKETS, LLC, Ancora Advisors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Radcliffe Capital Management, L.P., ROYAL BANK OF CANADA, LADENBURG THALMANN FINANCIAL SERVICES INC, MORGAN STANLEY, and M Holdings Securities, Inc.. This page lists 19 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

-3

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.