Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 3,294,287
- Share change
- -144,356
- Total reported value
- $70,000,846
- Price per share
- $21.25
- Number of holders
- 38
- Value change
- -$3,168,706
- Number of buys
- 18
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
20%
|
1,354,665
|
$28,922,000 | — | 31 Mar 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
3.9%
|
270,825
|
$5,782,000 | — | 31 Mar 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
3.7%
|
256,700
|
$5,481,000 | — | 31 Mar 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.4%
|
165,010
|
$3,523,000 | — | 31 Mar 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
2.3%
|
157,354
|
$3,359,000 | — | 31 Mar 2014 | |
| STATE STREET CORP |
13F
|
Company |
1.9%
|
132,171
|
$2,824,000 | — | 31 Mar 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
1.5%
|
101,912
|
$2,176,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.2%
|
83,642
|
$1,785,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
1.1%
|
77,219
|
$1,649,000 | — | 31 Mar 2014 | |
| Standard Investments LLC |
13F
|
Company |
1.1%
|
72,665
|
$1,551,000 | — | 31 Mar 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
72,540
|
$1,549,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
1%
|
70,612
|
$1,508,000 | — | 31 Mar 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
1%
|
69,338
|
$1,480,000 | — | 31 Mar 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.87%
|
60,052
|
$1,282,000 | — | 31 Mar 2014 | |
| BlackRock Group LTD |
13F
|
Company |
0.7%
|
48,212
|
$1,029,000 | — | 31 Mar 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.59%
|
40,600
|
$867,000 | — | 31 Mar 2014 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
0.57%
|
39,246
|
$838,000 | — | 31 Mar 2014 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.56%
|
38,992
|
$832,000 | — | 31 Mar 2014 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.45%
|
31,029
|
$662,000 | — | 31 Mar 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.41%
|
28,316
|
$604,000 | — | 31 Mar 2014 | |
| Saiers Capital, LLC |
13F
|
Company |
0.41%
|
27,993
|
$598,000 | — | 31 Mar 2014 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
25,223
|
$539,000 | — | 31 Mar 2014 | |
| ANALYTIC INVESTORS, LLC |
13F
|
Company |
0.28%
|
19,370
|
$414,000 | — | 31 Mar 2014 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.24%
|
16,409
|
$350,000 | — | 31 Mar 2014 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.23%
|
15,646
|
$334,000 | — | 31 Mar 2014 | |
| Municipal Employees' Retirement System of Michigan |
13F
|
Company |
0.22%
|
15,500
|
$331,000 | — | 31 Mar 2014 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.22%
|
15,163
|
$324,000 | — | 31 Mar 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.22%
|
15,007
|
$320,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.19%
|
13,255
|
$283,000 | — | 31 Mar 2014 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.17%
|
11,700
|
$250,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.16%
|
11,123
|
$237,000 | — | 31 Mar 2014 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.16%
|
10,968
|
$234,000 | — | 31 Mar 2014 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
0.13%
|
8,799
|
$188,000 | — | 31 Mar 2014 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.11%
|
7,494
|
$160,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.1%
|
7,147
|
$152,000 | — | 31 Mar 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.11%
|
7,597
|
$148,597 | — | 31 Mar 2014 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.1%
|
6,937
|
$148,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.1%
|
6,892
|
$147,000 | — | 31 Mar 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.1%
|
6,690
|
$143,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.1%
|
6,640
|
$141,764 | — | 31 Mar 2014 | |
| BARCLAYS PLC |
13F
|
Company |
0.09%
|
6,503
|
$137,000 | — | 31 Mar 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
5,799
|
$124,000 | — | 31 Mar 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.07%
|
4,827
|
$103,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
4,500
|
$96,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
4,382
|
$94,000 | — | 31 Mar 2014 | |
| STRS OHIO |
13F
|
Company |
0.05%
|
3,500
|
$75,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.04%
|
2,600
|
$56,000 | — | 31 Mar 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.03%
|
2,250
|
$48,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
1,610
|
$34,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
1,473
|
$32,000 | — | 31 Mar 2014 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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