Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q1 2014?

59 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q1 2014. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 6,904,180
Total 13F shares: 3,468,025
Share change: +478,367
Total reported value: $74,028,361
Price per share: $21.35
Number of holders: 59
Value change: +$9,534,122
Number of buys: 26
Number of sells: 29

Security key

33766Y100

Report period

Q1 2014

Institutions

Top holders

SVVC full security history Newer quarter: Q2 2014 Previous quarter: Q4 2013 Firsthand Technology Value Fund, Inc. SEC filings Firsthand Technology Value Fund, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 33766Y100

Newer quarter: Q2 2014 Previous quarter: Q4 2013

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Bulldog Investors, LLP	13F	Company	15%	1,005,954	$23,308,000	—	31 Dec 2013	13F
BlackRock Fund Advisors	13F	Company	3.7%	254,718	$5,902,000	—	31 Dec 2013	13F
GAM Holding AG	13F	Company	3.4%	235,000	$5,436,000	—	31 Dec 2013	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	2.4%	165,010	$3,823,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	1.7%	119,306	$2,764,000	—	31 Dec 2013	13F
STATE STREET CORP	13F	Company	1.6%	112,385	$2,605,000	—	31 Dec 2013	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	1.5%	104,425	$2,420,000	—	31 Dec 2013	13F
NORTHERN TRUST CORP	13F	Company	1.2%	82,595	$1,914,000	—	31 Dec 2013	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.1%	72,540	$1,681,000	—	31 Dec 2013	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.82%	56,852	$1,317,000	—	31 Dec 2013	13F
TFS CAPITAL LLC	13F	Company	0.82%	56,830	$1,317,000	—	31 Dec 2013	13F
Alyeska Investment Group, L.P.	13F	Company	0.72%	50,000	$1,159,000	—	31 Dec 2013	13F
BlackRock Group LTD	13F	Company	0.69%	47,874	$1,109,000	—	31 Dec 2013	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.58%	40,252	$933,000	—	31 Dec 2013	13F
Nantahala Capital Management, LLC	13F	Company	0.55%	37,744	$875,000	—	31 Dec 2013	13F
JPMORGAN CHASE & CO	13F	Company	0.51%	35,336	$819,000	—	31 Dec 2013	13F
Ancora Advisors LLC	13F	Company	0.51%	35,300	$818,000	—	31 Dec 2013	13F
VANGUARD GROUP INC	13F	Company	0.5%	34,649	$802,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	0.44%	30,612	$709,000	—	31 Dec 2013	13F
BlackRock Investment Management, LLC	13F	Company	0.43%	30,008	$695,000	—	31 Dec 2013	13F
Saiers Capital, LLC	13F	Company	0.41%	27,993	$649,000	—	31 Dec 2013	13F
Bank of New York Mellon Corp	13F	Company	0.37%	25,595	$593,000	—	31 Dec 2013	13F
CITADEL ADVISORS LLC	13F	Company	0.34%	23,431	$543,000	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	0.33%	22,465	$520,000	—	31 Dec 2013	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.24%	16,409	$380,000	—	31 Dec 2013	13F
PRELUDE CAPITAL MANAGEMENT, LLC	13F	Company	0.24%	16,231	$376,000	—	31 Dec 2013	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.22%	15,075	$349,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	0.21%	14,358	$333,000	—	31 Dec 2013	13F
TEACHERS ADVISORS, LLC	13F	Company	0.2%	13,486	$312,000	—	31 Dec 2013	13F
First Allied Advisory Services, Inc.	13F	Company	0.18%	12,177	$280,000	—	31 Dec 2013	13F
SECOR Capital Advisors, LP	13F	Company	0.17%	11,745	$272,000	—	31 Dec 2013	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.17%	11,700	$272,000	—	31 Dec 2013	13F
BOURGEON CAPITAL MANAGEMENT LLC	13F	Company	0.17%	11,489	$266,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.17%	11,462	$266,000	—	31 Dec 2013	13F
Commonwealth Equity Services, Inc	13F	Company	0.16%	11,273	$261,000	—	31 Dec 2013	13F
RHUMBLINE ADVISERS	13F	Company	0.16%	11,242	$260,000	—	31 Dec 2013	13F
BARCLAYS PLC	13F	Company	0.16%	10,731	$247,000	—	31 Dec 2013	13F
OPPENHEIMER & CO INC	13F	Company	0.15%	10,637	$246,000	—	31 Dec 2013	13F
Kerrisdale Advisers, LLC	13F	Company	0.14%	9,658	$223,000	—	31 Dec 2013	13F
CMT Asset Management Ltd	13F	Company	0.14%	9,325	$216,000	—	31 Dec 2013	13F
METROPOLITAN LIFE INSURANCE CO/NY	13F	Company	0.13%	8,799	$204,000	—	31 Dec 2013	13F
LPL Financial LLC	13F	Company	0.13%	8,750	$203,000	—	31 Dec 2013	13F
ROYAL BANK OF CANADA	13F	Company	0.12%	8,610	$199,000	—	31 Dec 2013	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.1%	7,242	$168,000	—	31 Dec 2013	13F
Nationwide Fund Advisors	13F	Company	0.1%	6,937	$161,000	—	31 Dec 2013	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.1%	6,682	$154,822	—	31 Dec 2013	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.09%	6,472	$150,000	—	31 Dec 2013	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.08%	5,380	$125,000	—	31 Dec 2013	13F
BANK OF MONTREAL /CAN/	13F	Company	0.07%	4,500	$104,000	—	31 Dec 2013	13F
BLACKROCK ADVISORS LLC	13F	Company	0.06%	4,400	$102,000	—	31 Dec 2013	13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q1 2014

As of 31 Mar 2014, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 59 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,468,025 shares. The largest 10 holders included Bulldog Investors, LLC, Horizon Kinetics LLC, BlackRock Fund Advisors, SIT INVESTMENT ASSOCIATES INC, CREDIT SUISSE AG/, State Street Corp, BlackRock Institutional Trust Company, N.A., NORTHERN TRUST CORP, TFS CAPITAL LLC, and 40 North Management LLC. This page lists 59 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

-8

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.