Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q3 2014?

38 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 6,904,180
Total 13F shares: 3,638,351
Share change: +343,948
Total reported value: $87,364,441
Price per share: $24.01
Number of holders: 38
Value change: +$8,976,965
Number of buys: 16
Number of sells: 19

Quarterly Holders Quick Answers

What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 33766Y100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Bulldog Investors, LLP	13F	Company	20%	1,354,665	$28,787,000	—	30 Jun 2014	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	5.7%	394,457	$8,382,000	—	30 Jun 2014	13F
Horizon Kinetics LLC	13F	Company	5.4%	375,525	$7,980,000	—	30 Jun 2014	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	3.7%	254,496	$5,408,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	3.5%	245,097	$5,209,000	—	30 Jun 2014	13F
Ancora Advisors LLC	13F	Company	1.7%	120,031	$2,551,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	1%	72,348	$1,538,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.79%	54,386	$1,155,000	—	30 Jun 2014	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	0.72%	50,000	$1,062,000	—	30 Jun 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.69%	47,788	$1,015,000	—	30 Jun 2014	13F
BlackRock Group LTD	13F	Company	0.66%	45,545	$968,000	—	30 Jun 2014	13F
Paloma Partners Management Co	13F	Company	0.57%	39,067	$830,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	0.51%	35,243	$749,000	—	30 Jun 2014	13F
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	13F	Company	0.38%	26,494	$563,000	—	30 Jun 2014	13F
PRELUDE CAPITAL MANAGEMENT, LLC	13F	Company	0.37%	25,223	$536,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	0.36%	25,104	$533,000	—	30 Jun 2014	13F
LMR Partners LLP	13F	Company	0.3%	20,932	$444,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.28%	19,493	$414,000	—	30 Jun 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.23%	16,154	$343,000	—	30 Jun 2014	13F
Municipal Employees' Retirement System of Michigan	13F	Company	0.22%	15,500	$329,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.17%	11,644	$247,000	—	30 Jun 2014	13F
PDT Partners, LLC	13F	Company	0.14%	9,526	$202,000	—	30 Jun 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.11%	7,721	$164,071	—	30 Jun 2014	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.08%	5,793	$123,000	—	30 Jun 2014	13F
BARCLAYS PLC	13F	Company	0.07%	4,665	$98,000	—	30 Jun 2014	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.06%	4,400	$93,500	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.04%	2,446	$52,000	—	30 Jun 2014	13F
UBS AG	13F	Company	0.03%	2,373	$51,000	—	30 Jun 2014	13F
Edge Wealth Management LLC	13F	Company	0.03%	2,250	$48,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	1,610	$34,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.02%	1,372	$29,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.02%	1,200	$26,000	—	30 Jun 2014	13F
People's United Financial, Inc.	13F	Company	0.01%	1,000	$21,000	—	30 Jun 2014	13F
Financial Advantage, Inc.	13F	Company	0%	191	$4,000	—	30 Jun 2014	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	0%	187	$4,000	—	30 Jun 2014	13F
FIRST QUADRANT LLC/CA	13F	Company	0%	176	$4,000	—	30 Jun 2014	13F
Creative Planning	13F	Company	0%	125	$3,000	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	60	$1,275	—	30 Jun 2014	13F
CITIGROUP INC	13F	Company	0%	60	$1,000	—	30 Jun 2014	13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2014

As of 30 Sep 2014, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,638,351 shares. The largest 10 holders included Bulldog Investors, LLC, SIT INVESTMENT ASSOCIATES INC, Horizon Kinetics LLC, CREDIT SUISSE AG/, RIVERNORTH CAPITAL MANAGEMENT, LLC, MARINER INVESTMENT GROUP LLC, ICON ADVISERS INC/CO, Weiss Asset Management LP, Ancora Advisors, LLC, and Yakira Capital Management, Inc.. This page lists 38 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.